Matthew Smith has been an investment adviser representative at Collar Capital Management since July 2025, and is not listed among the firm’s executive officers or direct owners.
Collar Capital Management, LLC is an Appleton, WI firm with $176M under management, 125 clients and 3 advisers across 3 offices, as of its July 2026 filing.
- – present · 1 yearSanta Barbara, CA · Adviser representative · Firm CRD 152325
Investment adviser representative registrations
Matthew Smith is registered as an investment adviser representative in California, as a resident of California, since July 2025.
- CaliforniaResidentSince 17 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 7 January 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 October 2007 |
| Series 7 | General Securities Representative Examination | 21 September 2007 |
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew Clay Smith
- CRD
- 4240416
- Firm
- Collar Capital Management · CRD 152325
- Office
- Santa Barbara, CA
- Registration
- Investment adviser registration
- In the industry since
- July 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Matthew Smith work?
Matthew Smith is an investment adviser representative registered through Collar Capital Management, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Matthew Smith a financial advisor?
Yes. Matthew Smith has a current investment-adviser registration in California, through Collar Capital Management since July 2025.
How many years of experience does Matthew Smith have?
Matthew Smith has 1 year in the financial industry, since July 2025, across 1 adviser firm.
What exams has Matthew Smith passed?
Matthew Smith has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in September 2007.
Where is Matthew Smith based?
Matthew Smith’s registered office is in Santa Barbara, CA.
Is Matthew Smith registered with FINRA?
No. Matthew Smith has no current broker registration.
How can I verify Matthew Smith’s record?
Search CRD 4240416 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Smith’s full registration record.