Patrick Collar has been Managing Member and Chief Compliance Officer of Collar Capital Management since November 2009, is a control person of the firm and directly owns 75% or more of it.
Collar Capital Management, LLC is an Appleton, WI firm with $176M under management, 125 clients and 3 advisers across 3 offices, as of its July 2026 filing.
Patrick Collar is President and Portfolio Manager of Collar Capital Management, LLC, where he is also Managing Member. He began at Smith Barney in 2000 as a Financial Consultant and Financial Planning Specialist, and moved to Morgan Stanley in 2005 as a Portfolio Manager in the Custom Portfolio Group. Collar founded Collar Capital Management in December 2009.
Patrick Collar’s longest registration is the current one, 16 years at Collar Capital Management since 2009. Before joining Collar Capital Management in 2009, Patrick Collar was registered through Morgan Stanley Smith Barney LLC and Morgan Stanley & Co. Incorporated.
- – present · 16 yearsAppleton, WI · Adviser representative · Firm CRD 152325
- Morgan Stanley Smith Barney LLC– · under a yearAppleton, WI · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsAppleton, WI · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 1 yearAppleton, WI · Adviser representative · Firm CRD 7556
- Citigroup Global Markets Inc.– · 4 yearsPasadena, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Patrick Collar is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from December 2009; the most recent is Louisiana, in March 2022.
- CaliforniaSince 11 December 2009
- LouisianaSince 21 March 2022
- TexasResidentSince 24 January 2015
- WisconsinSince 11 December 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 January 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 January 2001 |
| Series 7 | General Securities Representative Examination | 21 December 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Patrick Daniel Collar
- CRD
- 4313718
- Firm
- Collar Capital Management · CRD 152325
- Role
- Managing Member and Chief Compliance Officer
- Office
- 3 PIERCE COURT, Appleton, WI 54914
- Registration
- Investment adviser registration
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- collarcapital.com
Where does Patrick Collar work?
Patrick Collar has been Managing Member and Chief Compliance Officer of Collar Capital Management, LLC since November 2009, and is a control person of the firm.
Is Patrick Collar a financial advisor?
Yes. Patrick Collar has a current investment-adviser registration in California, Louisiana, Texas and Wisconsin, through Collar Capital Management since December 2009.
How many years of experience does Patrick Collar have?
Patrick Collar has 25 years in the financial industry, since March 2001, across 5 adviser firms.
What exams has Patrick Collar passed?
Patrick Collar has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 2000.
Where did Patrick Collar work before Collar Capital Management?
Before Collar Capital Management, Patrick Collar was registered through Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, July 2005 to April 2007; Citigroup Global Markets Inc., March 2001 to August 2005.
Where is Patrick Collar based?
Patrick Collar’s registered office is in Appleton, WI.
Is Patrick Collar registered with FINRA?
No. Patrick Collar has no current broker registration.
How can I verify Patrick Collar’s record?
Search CRD 4313718 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick Collar’s full registration record.