Collar Capital Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
Collar Capital Management reports 125 clients. They include 73 individual clients, 50 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 94.4% ($166M across 295 accounts) are managed with discretion; $9.94M across 2 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 58% | 13% |
| High-net-worth individuals | 40% | 82% |
| Pension and profit-sharing plans | 2% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 73 | $22.6M | 12.8% | $310K |
| High-net-worth individuals | 50 | $144M | 81.5% | $2.87M |
| Pension and profit-sharing plans | Fewer than 5 | $9.94M | 5.6% | $4.97M |
| Total | 125 | $176M | 100% | — |
- Clients
- 73
- Regulatory AUM
- $22.6M
- AUM share
- 12.8%
- Avg. per client
- $310K
- Clients
- 50
- Regulatory AUM
- $144M
- AUM share
- 81.5%
- Avg. per client
- $2.87M
- Clients
- Fewer than 5
- Regulatory AUM
- $9.94M
- AUM share
- 5.6%
- Avg. per client
- $4.97M
Total
- Clients
- 125
- Regulatory AUM
- $176M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Collar Capital Management charges 0.85%–1.50% a year for its Asset Management. The fee is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Investment Administration
- Non-advisory investment administrative services at a fixed fee of $1,250 per quarter.
- Pension Consulting
- Annual fee for pension consulting of up to 0.50% of total plan asset value, billed quarterly.
Patrick Collar owns 75% or more of Collar Capital Management. The leadership team of Collar Capital Management includes Chief Compliance Officer Patrick Collar. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 soliciting firms
- Owns 75% or more of Collar Capital Management, LLC
Patrick Collar
Control person · since November 2009
Collar Capital Management’s regulatory assets grew 1.6× from $114M (April 2024) to $176M (July 2026); clients rose from 98 to 125 and employees from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $176M | 125 | 3 | 3 |
| Mar 2025March 2025 | $147M | 114 | 2 | 2 |
| Apr 2024April 2024 | $114M | 98 | 2 | 1 |
Besides its headquarters, Collar Capital Management has 2 offices (2 private residences, listed without an address), with 1 listed address in 1 state.
Wisconsin · 1 listed address
- 100 West Lawrence St., Suite 418, AppletonHQ
Contact and registration details
- Legal name
- Collar Capital Management, LLC
- Headquarters
- 100 West Lawrence St., Suite 418, Appleton, WI 54911
- Website
- collarcapital.com
- Phone
- 920-830-1556
- @collar-capital-management
- SEC file
- 801-130159
- Structure
- Wisconsin LLC
- Fiscal year end
- December
Collar Capital Management’s named custodian for separately managed accounts is Interactive Brokers ($166M). Collar Capital Management does not have custody of client assets.
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $166M100%
At year end, Collar Capital Management’s separately managed accounts were mostly in stocks (81%) and funds (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $170M across 73 positions; the largest are Micron Technology Inc. (7.3%), Intel Corp. (5.1%) and Tesla Inc. (3.7%).
What the accounts hold
- Stocks81%
- Funds11%
- Bonds3%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- Cash4%
- Other1%
- Digital assets (btc, eth, ltc, bch)1%
How many clients does Collar Capital Management have?
Collar Capital Management has 125 clients and manages $176 million for them, as of July 2026. They include 73 individual clients, 50 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 July 2026
What services does Collar Capital Management offer?
Collar Capital Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Collar Capital Management charge?
Collar Capital Management charges 0.85%–1.50% a year for its Asset Management. The fee is negotiable.
Which custodians does Collar Capital Management use?
Collar Capital Management’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $166M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 July 2026
How many financial advisors does Collar Capital Management have?
Collar Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Collar Capital Management invest in?
At the end of its last fiscal year, Collar Capital Management’s separately managed accounts held 81% exchange-traded equities, 11% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 2% investment grade corporate bonds, 1% U.S. government and agency bonds and 1% other. The 1% other category is described as: Digital Assets (BTC, Eth, LTC, BCH).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Collar Capital Management?
Collar Capital Management’s direct owner is Patrick Collar (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 July 2026
How does Collar Capital Management get paid?
Collar Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Collar Capital Management?
Collar Capital Management’s main office is at 100 West Lawrence St., Suite 418, Appleton, WI 54911. Its phone number is 920-830-1556. Its website is collarcapital.com.