Martin Smith has been an investment adviser representative at Ironwood Financial since March 2024, and is not listed among the firm’s executive officers or direct owners.
Ironwood Financial, LLC is a Tucson, AZ firm with $663M under management, 624 clients and 8 advisers across 2 offices, as of its June 2026 filing.
- Ironwood Financial, LLCCurrent– present · 2 yearsTucson, AZ · Adviser representative · Firm CRD 151004
Investment adviser representative registrations
Martin Smith is registered as an investment adviser representative in 2 states. The first approvals date from March 2024; the most recent is Texas, in December 2025.
- ArizonaSince 27 March 2024
- TexasSince 11 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 21 September 2017 |
| Series 7 | General Securities Representative Examination | 30 August 2017 |
| Series 31 | Futures Managed Funds Examination | 7 October 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 September 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Martin Anthony Smith
- CRD
- 3102531
- Firm
- Ironwood Financial · CRD 151004
- Office
- 1926 E. FT. LOWELL ROAD, SUITE 100, Tucson, AZ 85719
- Registration
- Investment adviser registration
- In the industry since
- April 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Martin Smith work?
Martin Smith is an investment adviser representative registered through Ironwood Financial, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Martin Smith a financial advisor?
Yes. Martin Smith has a current investment-adviser registration in Arizona and Texas, through Ironwood Financial since March 2024.
How many years of experience does Martin Smith have?
Martin Smith has 17 years in the financial industry, since April 2009, across 1 adviser firm.
What exams has Martin Smith passed?
Martin Smith has passed 4 licensing exams: the Series 65, Series 31, Series 7 and Series 63. The earliest, the Series 65, was passed in September 1998. FINRA credited Martin Smith with the SIE, which began in October 2018.
Where is Martin Smith based?
Martin Smith’s registered office is in Tucson, AZ.
Is Martin Smith registered with FINRA?
No. Martin Smith has no current broker registration.
How can I verify Martin Smith’s record?
Search CRD 3102531 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Martin Smith’s full registration record.