Robin Dolezal has been Chief Compliance Officer of Ironwood Financial since September 2014, is a control person of the firm and directly owns under 5% of it.
Ironwood Financial, LLC is a Tucson, AZ firm with $663M under management, 624 clients and 8 advisers across 2 offices, as of its June 2026 filing.
Robin Dolezal’s longest registration is the current one, 17 years at Ironwood Financial since 2009. Before joining Ironwood Financial in 2009, Robin Dolezal was registered through Next Financial Group, Inc. and Marathon Advisors, Inc.
- Next Financial Group, Inc.– · 8 yearsTucson, AZ · Adviser representative · Firm CRD 46214
- Marathon Advisors, Inc– · 2 yearsTucson, AZ · Adviser representative · Firm CRD 113696
Investment adviser representative registrations
Robin Dolezal is registered as an investment adviser representative in 2 states. The first approvals date from October 2009; the most recent is Texas, in December 2025.
- ArizonaSince 8 October 2009
- TexasSince 11 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 4 | Registered Options Principal Examination | 9 July 2008 |
| Series 66 | Uniform Combined State Law Examination | 24 July 2003 |
| Series 7 | General Securities Representative Examination | 2 July 2003 |
- Name
- Registered Options Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robin Rodgers Dolezal
- CRD
- 4663726
- Firm
- Ironwood Financial · CRD 151004
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- November 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Robin Dolezal work?
Robin Dolezal has been Chief Compliance Officer of Ironwood Financial, LLC since September 2014, and is a control person of the firm.
Is Robin Dolezal a financial advisor?
Yes. Robin Dolezal has a current investment-adviser registration in Arizona and Texas, through Ironwood Financial since October 2009.
How many years of experience does Robin Dolezal have?
Robin Dolezal has 22 years in the financial industry, since November 2003, across 3 adviser firms.
What exams has Robin Dolezal passed?
Robin Dolezal has passed 3 licensing exams: the Series 7, Series 66 and Series 4. The earliest, the Series 7, was passed in July 2003.
Where did Robin Dolezal work before Ironwood Financial?
Before Ironwood Financial, Robin Dolezal was registered through Marathon Advisors, Inc, November 2003 to June 2006.
Is Robin Dolezal registered with FINRA?
No. Robin Dolezal has no current broker registration.
How can I verify Robin Dolezal’s record?
Search CRD 4663726 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robin Dolezal’s full registration record.