Daniel Nentl has been Managing Member of Ironwood Financial since July 2009, is a control person of the firm and directly owns under 5% of it.
Ironwood Financial, LLC is a Tucson, AZ firm with $663M under management, 624 clients and 8 advisers across 2 offices, as of its June 2026 filing.
Daniel Nentl’s longest registration is the current one, 17 years at Ironwood Financial since 2009. Before joining Ironwood Financial in 2009, Daniel Nentl was registered through Next Financial Group, Inc. and Marathon Advisors, Inc.
- Next Financial Group, Inc.– · 8 yearsTucson, AZ · Adviser representative · Firm CRD 46214
- Marathon Advisors, Inc– · 7 yearsMinneapolis, MN · Adviser representative · Firm CRD 113696
Investment adviser representative registrations
Daniel Nentl is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2009; the most recent is Texas, in December 2014.
- ArizonaSince 8 October 2009
- TexasResidentSince 4 December 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 4 | Registered Options Principal Examination | 11 June 2008 |
| Series 51 | Municipal Fund Securities Principal Examination | 5 May 2006 |
| Series 24 | General Securities Principal Examination | 28 August 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 July 1997 |
| Series 7 | General Securities Representative Examination | 15 November 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 January 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 December 1992 |
- Name
- Registered Options Principal Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Daniel Shay Nentl
- CRD
- 2278720
- Firm
- Ironwood Financial · CRD 151004
- Role
- Managing Member
- Registration
- Investment adviser registration
- In the industry since
- June 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Nentl work?
Daniel Nentl has been Managing Member of Ironwood Financial, LLC since July 2009, and is a control person of the firm.
Is Daniel Nentl a financial advisor?
Yes. Daniel Nentl has a current investment-adviser registration in Arizona and Texas, through Ironwood Financial since October 2009.
How many years of experience does Daniel Nentl have?
Daniel Nentl has 28 years in the financial industry, since June 1998, across 3 adviser firms.
What exams has Daniel Nentl passed?
Daniel Nentl has passed 7 licensing exams: the Series 63, Series 6, Series 7, Series 65, Series 24, Series 51 and Series 4. The earliest, the Series 63, was passed in December 1992.
Where did Daniel Nentl work before Ironwood Financial?
Before Ironwood Financial, Daniel Nentl was registered through Marathon Advisors, Inc, June 1998 to June 2006.
Is Daniel Nentl registered with FINRA?
No. Daniel Nentl has no current broker registration.
How can I verify Daniel Nentl’s record?
Search CRD 2278720 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Nentl’s full registration record.