Mark Vanderlinden has been President of Professional Financial Management since May 2010, is a control person of the firm and directly owns between 25% and 50% of it.
Professional Financial Management, Inc. is an Appleton, WI firm with $116M under management, 164 clients and 3 advisers in one office, as of its March 2026 filing.
Mark Vanderlinden’s longest registration is the current one, 16 years at Professional Financial Management since 2010. Before joining Professional Financial Management in 2010, Mark Vanderlinden was registered through Raymond James Financial Services Advisors, Inc.
- – present · 16 yearsAppleton, WI · Adviser representative · Firm CRD 154016
- Raymond James Financial Services Advisors, Inc– · 1 yearLittle Chute, WI · Adviser representative · Firm CRD 149018
Investment adviser representative registrations
Mark Vanderlinden is registered as an investment adviser representative in 2 states. The first approvals date from June 2010; the most recent is Texas, in July 2021.
- TexasSince 23 July 2021
- WisconsinSince 29 June 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 12 September 2002 |
| Series 7 | General Securities Representative Examination | 12 August 2002 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark John Vanderlinden
- CRD
- 4539811
- Firm
- Professional Financial Management · CRD 154016
- Role
- President
- Office
- W6184 AEROTECH DRIVE, SUITE A, Appleton, WI 54914
- Registration
- Investment adviser registration
- In the industry since
- June 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Vanderlinden work?
Mark Vanderlinden has been President of Professional Financial Management, Inc. since May 2010, and is a control person of the firm.
Is Mark Vanderlinden a financial advisor?
Yes. Mark Vanderlinden has a current investment-adviser registration in Texas and Wisconsin, through Professional Financial Management since June 2010.
How many years of experience does Mark Vanderlinden have?
Mark Vanderlinden has 17 years in the financial industry, since June 2009, across 2 adviser firms.
What exams has Mark Vanderlinden passed?
Mark Vanderlinden has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 2002.
Where is Mark Vanderlinden based?
Mark Vanderlinden’s registered office is in Appleton, WI.
Is Mark Vanderlinden registered with FINRA?
No. Mark Vanderlinden has no current broker registration.
How can I verify Mark Vanderlinden’s record?
Search CRD 4539811 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Vanderlinden’s full registration record.