Kirt Rezek has been Chief Compliance Officer and Secretary of Professional Financial Management since January 2013, is a control person of the firm and directly owns between 25% and 50% of it.
Professional Financial Management, Inc. is an Appleton, WI firm with $116M under management, 164 clients and 3 advisers in one office, as of its March 2026 filing.
Kirt Rezek’s longest registration is the current one, 16 years at Professional Financial Management since 2010. Before joining Professional Financial Management in 2010, Kirt Rezek was registered through Raymond James Financial Services Advisors, Inc and Wealth Management LLC.
- – present · 16 yearsAppleton, WI · Adviser representative · Firm CRD 154016
- Raymond James Financial Services Advisors, Inc– · under a yearLittle Chute, WI · Adviser representative · Firm CRD 149018
- Wealth Management LLC– · 2 yearsAppleton, WI · Adviser representative · Firm CRD 109074
Investment adviser representative registrations
Kirt Rezek is registered as an investment adviser representative in 2 states. The first approvals date from June 2010; the most recent is Texas, in July 2021.
- TexasSince 23 July 2021
- WisconsinSince 29 June 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 15 January 2010 |
| Series 7 | General Securities Representative Examination | 22 December 2009 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kirt Douglas Rezek
- CRD
- 3209093
- Firm
- Professional Financial Management · CRD 154016
- Role
- Chief Compliance Officer and Secretary
- Office
- W6184 AEROTECH DRIVE, SUITE A, Appleton, WI 54914
- Registration
- Investment adviser registration
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Kirt Rezek work?
Kirt Rezek has been Chief Compliance Officer and Secretary of Professional Financial Management, Inc. since January 2013, and is a control person of the firm.
Is Kirt Rezek a financial advisor?
Yes. Kirt Rezek has a current investment-adviser registration in Texas and Wisconsin, through Professional Financial Management since June 2010.
How many years of experience does Kirt Rezek have?
Kirt Rezek has 19 years in the financial industry, since October 2007, across 3 adviser firms.
What exams has Kirt Rezek passed?
Kirt Rezek has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in December 2009.
Where did Kirt Rezek work before Professional Financial Management?
Before Professional Financial Management, Kirt Rezek was registered through Wealth Management LLC, March 2007 to June 2009.
Where is Kirt Rezek based?
Kirt Rezek’s registered office is in Appleton, WI.
Is Kirt Rezek registered with FINRA?
No. Kirt Rezek has no current broker registration.
How can I verify Kirt Rezek’s record?
Search CRD 3209093 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kirt Rezek’s full registration record.