Mark Nicoletti has been Managing Director, Family Office of Evergreen Capital Management since August 2012, is a control person of the firm and directly owns under 5% of it. Mark Nicoletti holds a Bachelor of Arts in Business & Finance from the University of Southern California.
Evergreen Capital Management LLC is a Bellevue, WA firm with $7.19B under management, 1,157 clients and 26 advisers across 6 offices, as of its March 2026 filing.
Mark Nicoletti is Managing Director, Family Office, and Partner of Evergreen Gavekal, based in Napa. He is Director of the Family Office Group, where he oversees the firm's Family Office offerings and services for ultra-high-net-worth clients, and is a member of the firm's Investment Team. Before joining Evergreen Gavekal, he served as Regional Vice President at Forward Management in San Francisco, and earlier worked as an Equity Trader and Specialist at UBS/PaineWebber in Los Angeles.
Mark Nicoletti’s longest registration is the current one, 14 years at Evergreen Capital Management since 2012. Before joining Evergreen Capital Management in 2012, Mark Nicoletti was registered through The Portola Group Inc.
- – present · 14 yearsNapa, CA · Adviser representative · Firm CRD 104931
- The Portola Group Inc– · 1 yearCalistoga, CA · Adviser representative · Firm CRD 105359
Investment adviser representative registrations
Mark Nicoletti is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2012; the most recent is Texas, in October 2026.
- CaliforniaSince 8 September 2012
- TexasResidentSince 8 October 2026
- WashingtonSince 6 September 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 June 2006 |
| Series 7 | General Securities Representative Examination | 23 February 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Ernest Nicoletti
- CRD
- 2968225
- Firm
- Evergreen Capital Management · CRD 104931
- Role
- Managing Director, Family Office
- Office
- 1850 Soscol, #250, Napa, CA 94559
- Registration
- Investment adviser registration
- In the industry since
- April 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- evergreengavekal.com
Where does Mark Nicoletti work?
Mark Nicoletti has been Managing Director, Family Office of Evergreen Capital Management LLC since August 2012, and is a control person of the firm.
Is Mark Nicoletti a financial advisor?
Yes. Mark Nicoletti has a current investment-adviser registration in California, Texas and Washington, through Evergreen Capital Management since September 2012.
How many years of experience does Mark Nicoletti have?
Mark Nicoletti has 20 years in the financial industry, since April 2006, across 2 adviser firms.
What exams has Mark Nicoletti passed?
Mark Nicoletti has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2006. FINRA credited Mark Nicoletti with the SIE, which began in October 2018.
Where did Mark Nicoletti work before Evergreen Capital Management?
Before Evergreen Capital Management, Mark Nicoletti was registered through The Portola Group Inc, April 2011 to August 2012.
Where is Mark Nicoletti based?
Mark Nicoletti’s registered office is in Napa, CA.
Is Mark Nicoletti registered with FINRA?
No. Mark Nicoletti has no current broker registration.
How can I verify Mark Nicoletti’s record?
Search CRD 2968225 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Nicoletti’s full registration record.
Tyler HayMember/Chief Executive Officer
William HayChief Compliance Officer/Chief Operating Officer
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Jeffrey EulbergDirector of Wealth Management and Owner
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