Jeffrey Dicks has been Chief Investment Officer of Evergreen Capital Management since February 2022, is a control person of the firm and directly owns under 5% of it. Jeffrey Dicks holds a Bachelor's degree in Agriculture and Life Science, Applied Economics and Management from Cornell University.
Evergreen Capital Management LLC is a Bellevue, WA firm with $7.19B under management, 1,157 clients and 26 advisers across 6 offices, as of its March 2026 filing.
Jeff Dicks is Chief Investment Officer and Partner of Evergreen Gavekal. His responsibilities include portfolio research and implementation, as well as market analysis. He joined the firm in August 2011; before that he worked for Bloomberg in New York City, on the analytics desk as a fixed income specialist and in sales as a product specialist and regional account manager.
- – present · 14 yearsBellevue, WA · Adviser representative · Firm CRD 104931
Professional designations
Listed by Evergreen Capital Management
- CFA®
Investment adviser representative registrations
Jeffrey Dicks is registered as an investment adviser representative in Washington, since July 2012.
- WashingtonSince 6 July 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 June 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jeffrey B Dicks
- CRD
- 4998034
- Firm
- Evergreen Capital Management · CRD 104931
- Role
- Chief Investment Officer
- Office
- 1412 112TH AVE NE, SUITE 100, Bellevue, WA 98004
- Registration
- Investment adviser registration
- In the industry since
- July 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- evergreengavekal.com
Where does Jeffrey Dicks work?
Jeffrey Dicks has been Chief Investment Officer of Evergreen Capital Management LLC since February 2022, and is a control person of the firm.
Is Jeffrey Dicks a financial advisor?
Yes. Jeffrey Dicks has a current investment-adviser registration in Washington, through Evergreen Capital Management since July 2012.
How many years of experience does Jeffrey Dicks have?
Jeffrey Dicks has 14 years in the financial industry, since July 2012, across 1 adviser firm.
What exams has Jeffrey Dicks passed?
Jeffrey Dicks passed the Series 65 in June 2012.
Where is Jeffrey Dicks based?
Jeffrey Dicks’ registered office is in Bellevue, WA.
Is Jeffrey Dicks registered with FINRA?
No. Jeffrey Dicks has no current broker registration.
Is Jeffrey Dicks a CFA charterholder?
Evergreen Capital Management lists Jeffrey Dicks with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Jeffrey Dicks’ record?
Search CRD 4998034 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Dicks’ full registration record.
Tyler HayMember/Chief Executive Officer
William HayChief Compliance Officer/Chief Operating Officer
Jeffrey EulbergDirector of Wealth Management and Owner
Mark NicolettiManaging Director, Family Office
Jeffrey OtisDirector of Private Wealth and Owner
Jeffrey RazoreBrand Development Manager /Member
Michael WiesmannCustomer Relationship Manager/Member- Olesya SinitsaMember