Jeffrey Otis has been Director of Private Wealth and Owner of Evergreen Capital Management since January 2023, is a control person of the firm and directly owns under 5% of it. Jeffrey Otis holds a Bachelor of Business Administration from George Fox University.
Evergreen Capital Management LLC is a Bellevue, WA firm with $7.19B under management, 1,157 clients and 26 advisers across 6 offices, as of its March 2026 filing.
Jeff Otis is Director of Private Wealth Management and Partner of Evergreen Gavekal and has been with the firm since 2007. He oversees client assets. Before joining Evergreen Gavekal, he gained experience in the insurance and real estate industries.
- – present · 18 yearsBellevue, WA · Adviser representative · Firm CRD 104931
Investment adviser representative registrations
Jeffrey Otis is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2008; the most recent is Texas, in October 2026.
- TexasResidentSince 6 October 2026
- WashingtonSince 1 January 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 December 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jeffrey Earl Otis
- CRD
- 5423202
- Firm
- Evergreen Capital Management · CRD 104931
- Role
- Director of Private Wealth and Owner
- Office
- 500 108TH AVENUE N.E., SUITE 720, Bellevue, WA 98004
- Registration
- Investment adviser registration
- In the industry since
- December 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- evergreengavekal.com
Where does Jeffrey Otis work?
Jeffrey Otis has been Director of Private Wealth and Owner of Evergreen Capital Management LLC since January 2023, and is a control person of the firm.
Is Jeffrey Otis a financial advisor?
Yes. Jeffrey Otis has a current investment-adviser registration in Texas and Washington, through Evergreen Capital Management since January 2008.
How many years of experience does Jeffrey Otis have?
Jeffrey Otis has 18 years in the financial industry, since December 2007, across 1 adviser firm.
What exams has Jeffrey Otis passed?
Jeffrey Otis passed the Series 65 in December 2007.
Where is Jeffrey Otis based?
Jeffrey Otis’ registered office is in Bellevue, WA.
Is Jeffrey Otis registered with FINRA?
No. Jeffrey Otis has no current broker registration.
How can I verify Jeffrey Otis’ record?
Search CRD 5423202 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Otis’ full registration record.
Tyler HayMember/Chief Executive Officer
William HayChief Compliance Officer/Chief Operating Officer
Jeffrey DicksChief Investment Officer
Jeffrey EulbergDirector of Wealth Management and Owner
Mark NicolettiManaging Director, Family Office
Jeffrey RazoreBrand Development Manager /Member
Michael WiesmannCustomer Relationship Manager/Member- Olesya SinitsaMember