Mark Motell has been an investment adviser representative at Rubicon Advisors, GP since March 2015, and is not listed among the firm’s executive officers or direct owners.
Rubicon Advisors, GP is a Redding, CA firm with $421M under management, 1,391 clients and 19 advisers across 6 offices, as of its September 2026 filing.
Mark Motell’s longest registration is the current one, 11 years at LPL Financial LLC since 2015. Before joining Rubicon Advisors, GP in 2015, Mark Motell was registered through Wells Fargo Advisors, LLC.
- Rubicon AdvisorsCurrent– present · 11 yearsRoseville, CA · Adviser representative · Firm CRD 174447
- LPL Financial LLCAlso current– present · 11 yearsGranite Bay, CA · Adviser representative and broker · Firm CRD 6413
- Wells Fargo Advisors, LLC– · 4 yearsLincoln Hills, CA · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Mark Motell is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2015; the most recent is Texas, in October 2022.
- CaliforniaSince 17 March 2015
- TexasResidentSince 24 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 May 2010 |
| Series 7 | General Securities Representative Examination | 15 April 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5761970
- Firm
- Rubicon Advisors, GP · CRD 174447
- Office
- 2998 Douglas Blvd., Suite 320, Roseville, CA 95661
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Motell work?
Mark Motell is an investment adviser representative registered through Rubicon Advisors, GP since March 2015, and is not listed among the firm’s executive officers or direct owners.
Is Mark Motell a financial advisor?
Yes. Mark Motell has a current investment-adviser registration in California and Texas, through Rubicon Advisors, GP since March 2015.
How many years of experience does Mark Motell have?
Mark Motell has 16 years in the financial industry, since April 2010, across 3 adviser firms.
What exams has Mark Motell passed?
Mark Motell has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2010. FINRA credited Mark Motell with the SIE, which began in October 2018.
Where did Mark Motell work before Rubicon Advisors, GP?
Before Rubicon Advisors, GP, Mark Motell was registered through Wells Fargo Advisors, LLC, May 2010 to March 2015.
Where is Mark Motell based?
Mark Motell’s registered office is in Roseville, CA.
Is Mark Motell registered with FINRA?
Yes. Mark Motell has a current broker registration, under CRD 5761970.
Source: FINRA BrokerCheck
How can I verify Mark Motell’s record?
Search CRD 5761970 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Motell’s full registration record.