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Mark Mccaskill

Managing Director, Principal Operations Officer at Goldman Sachs & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Mark Mccaskill is Managing Director, Principal Operations Officer of Goldman Sachs & Co. LLC, a New York investment adviser managing $134B. Mark Mccaskill has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Goldman Sachs & Co.

Title on Schedule A
Managing Director, Principal Operations Officer
Control
Mark Mccaskill is not a control person of Goldman Sachs & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Mark Mccaskill has held the filed role since June 2022.

The firm

Goldman Sachs & Co. LLC
New York, NY

Form ADV filed 27 July 2026

$134B AUM46,268 clients1,765 advisers19 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed Series 27 · 2022
  3. Passed SIE · 2018
  4. Passed Series 4 · 2006
  5. Passed Series 24 · 2000
  6. Passed Series 7 and Series 63 · 1999

Registrations and exams

Broker registration; no current adviser registration. Mark Mccaskill has passed 7 qualifying exams.

Examinations

Series 6328 September 1999
Name
Uniform Securities Agent State Law Examination
Series 275 June 2022
Name
Financial and Operations Principal Examination
Series 414 July 2006
Name
Registered Options Principal Examination
Series 2417 October 2000
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 79 September 1999
Name
General Securities Representative Examination

Individual record

Full name
Mark Mccaskill
CRD
3272131
Firm
Goldman Sachs & Co. LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Mark Mccaskill work?

Mark Mccaskill has been Managing Director, Principal Operations Officer of Goldman Sachs & Co. LLC since June 2022.

Source: Form ADV, Schedule A, filed 27 July 2026

Does Mark Mccaskill have a current investment-adviser registration?

Mark Mccaskill has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Mark Mccaskill passed?

Mark Mccaskill has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 4, SIE, Series 27 and Series 99TO. The earliest, the Series 7, was passed in September 1999.

Source: IAPD individual record, checked 17 October 2026

Leadership at Goldman Sachs & Co.

Sources

  1. IAPD individual record, CRD 3272131. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Goldman Sachs & Co. LLC, filed 27 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mark Mccaskill or Goldman Sachs & Co. LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.