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David Solomon

Managing Director, Manager at Goldman Sachs & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

David Solomon is Managing Director, Manager of Goldman Sachs & Co. LLC, a New York investment adviser managing $134B. David Solomon has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Goldman Sachs & Co.

Title on Schedule A
Managing Director, Manager
Control
David Solomon is a control person of Goldman Sachs & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
David Solomon has held the filed role since April 2017.

The firm

Goldman Sachs & Co. LLC
New York, NY

Form ADV filed 27 July 2026

$134B AUM46,268 clients1,765 advisers19 offices

Career on record

Firms and exams, newest first
  1. Passed Series 10 and Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 1994
  4. Passed Series 7 and Series 63 · 1987

Registrations and exams

Broker registration; no current adviser registration. David Solomon has passed 6 qualifying exams.

Examinations

Series 639 June 1987
Name
Uniform Securities Agent State Law Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 2430 November 1994
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 721 March 1987
Name
General Securities Representative Examination

Individual record

Full name
David Michael Solomon
CRD
1616414
Firm
Goldman Sachs & Co. LLC
Registration status
Broker registration; no current adviser registration
Firm bio
goldmansachs.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Goldman Sachs lists David Solomon as chairman and chief executive officer. Goldman Sachs official leadership page

Common questions

Where does David Solomon work?

David Solomon has been Managing Director, Manager of Goldman Sachs & Co. LLC since April 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 July 2026

Does David Solomon have a current investment-adviser registration?

David Solomon has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has David Solomon passed?

David Solomon has passed 6 licensing exams: the Series 7, Series 63, Series 24, SIE, Series 10 and Series 79TO. The earliest, the Series 7, was passed in March 1987.

Source: IAPD individual record, checked 17 October 2026

Leadership at Goldman Sachs & Co.

  • Thomas Fairbanks Matthias
    Chief Compliance Officer
  • Carmine Anthony Venezia
    Chief Compliance Officer
  • Michael Scott Bosworth
    Managing Director, General Counsel, Manager
  • Denis Patrick III Coleman
    Managing Director, Manager
  • Brian Richard Doyle
    Managing Director, CFO
  • Brian Michael Greeff
    Co-Principal Operations Officer
  • Mark McCaskill
    Managing Director, Principal Operations Officer
  • John Edward Waldron
    Managing Director, CEO,

Sources

  1. IAPD individual record, CRD 1616414. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Goldman Sachs & Co. LLC, filed 27 July 2026. Title, control and ownership bands.
  3. Goldman Sachs & Co. team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Solomon or Goldman Sachs & Co. LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.