Niva WealthLet’s talk

John Waldron

Managing Director, CEO, at Goldman Sachs & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

John Waldron is Managing Director, CEO, of Goldman Sachs & Co. LLC, a New York investment adviser managing $134B. John Waldron has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Goldman Sachs & Co.

Title on Schedule A
Managing Director, CEO,
Control
John Waldron is a control person of Goldman Sachs & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
John Waldron has held the filed role since December 2018.

The firm

Goldman Sachs & Co. LLC
New York, NY

Form ADV filed 27 July 2026

$134B AUM46,268 clients1,765 advisers19 offices

Career on record

Firms and exams, newest first
  1. Passed Series 10 and Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 1999
  4. Passed Series 7 and Series 63 · 1996

Registrations and exams

Broker registration; no current adviser registration. John Waldron has passed 6 qualifying exams.

Examinations

Series 6315 August 1996
Name
Uniform Securities Agent State Law Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 2429 June 1999
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 71 February 1996
Name
General Securities Representative Examination

Individual record

Full name
John Edward Waldron
CRD
2569337
Firm
Goldman Sachs & Co. LLC
Registration status
Broker registration; no current adviser registration
Firm bio
goldmansachs.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Goldman Sachs lists John E. Waldron as president and chief operating officer. Goldman Sachs official leadership page

Common questions

Where does John Waldron work?

John Waldron has been Managing Director, CEO, of Goldman Sachs & Co. LLC since December 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 July 2026

Does John Waldron have a current investment-adviser registration?

John Waldron has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has John Waldron passed?

John Waldron has passed 6 licensing exams: the Series 7, Series 63, Series 24, SIE, Series 10 and Series 79TO. The earliest, the Series 7, was passed in February 1996.

Source: IAPD individual record, checked 17 October 2026

Leadership at Goldman Sachs & Co.

  • Thomas Fairbanks Matthias
    Chief Compliance Officer
  • Carmine Anthony Venezia
    Chief Compliance Officer
  • Michael Scott Bosworth
    Managing Director, General Counsel, Manager
  • Denis Patrick III Coleman
    Managing Director, Manager
  • Brian Richard Doyle
    Managing Director, CFO
  • Brian Michael Greeff
    Co-Principal Operations Officer
  • Mark McCaskill
    Managing Director, Principal Operations Officer
  • David Michael Solomon
    Managing Director, Manager

Sources

  1. IAPD individual record, CRD 2569337. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Goldman Sachs & Co. LLC, filed 27 July 2026. Title, control and ownership bands.
  3. Goldman Sachs & Co. team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Waldron or Goldman Sachs & Co. LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.