Mark Aleman has been an investment adviser representative at Gilbert Greg RIA since December 2020, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
Mark Aleman’s longest registration was 9 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (1998–2008). Before joining Gilbert Greg RIA in 2020, Mark Aleman was registered through Infinity Financial Services and Woodbury Financial Services, Inc.
- – present · 5 yearsRiverside, CA · Adviser representative · Firm CRD 304981
- Infinity Financial Services– · 2 yearsOakland, CA · Adviser representative · Firm CRD 144302
- Woodbury Financial Services, Inc.– · 9 yearsDiamond Bar, CA · Adviser representative · Firm CRD 421
- UBS Financial Services Inc.– · 1 yearRiverside, CA · Adviser representative · Firm CRD 8174
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 9 yearsRiverside, CA · Adviser representative · Firm CRD 7691
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 26 August 1998 |
| Series 7 | General Securities Representative Examination | 8 July 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 August 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 August 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Mark Angelo Aleman
- CRD
- 2922342
- Firm
- Gilbert Greg RIA · CRD 304981
- Office
- Riverside, CA
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Aleman work?
Mark Aleman is an investment adviser representative registered through Gilbert Greg RIA, LLC since December 2020, and is not listed among the firm’s executive officers or direct owners.
Is Mark Aleman a financial advisor?
Yes. Mark Aleman has a current investment-adviser registration, through Gilbert Greg RIA since December 2020.
How many years of experience does Mark Aleman have?
Mark Aleman has 29 years in the financial industry, since October 1997, across 5 adviser firms.
What exams has Mark Aleman passed?
Mark Aleman has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in August 1997. FINRA credited Mark Aleman with the SIE, which began in October 2018.
Where did Mark Aleman work before Gilbert Greg RIA?
Before Gilbert Greg RIA, Mark Aleman was registered through Woodbury Financial Services, Inc., June 2009 to October 2018; UBS Financial Services Inc., May 2008 to July 2009; Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 1998 to May 2008.
Where is Mark Aleman based?
Mark Aleman’s registered office is in Riverside, CA.
Is Mark Aleman registered with FINRA?
Yes. Mark Aleman has a current broker registration, under CRD 2922342.
Source: FINRA BrokerCheck
How can I verify Mark Aleman’s record?
Search CRD 2922342 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Aleman’s full registration record.