Marissa Waldron has been an investment adviser representative at Carlson & Company Financial Services since March 2025, and is not listed among the firm’s executive officers or direct owners.
Carlson & Company Financial Services, LLC is a Topeka, KS firm with $632M under management, 1,097 clients and 10 advisers across 5 offices, as of its March 2026 filing.
Marissa Waldron’s longest registration was 6 years at Carlson Financial (2018–2024). Before joining Carlson & Company Financial Services in 2025, Marissa Waldron was registered through Global Financial Private Capital, LLC and Fisher Investments.
- Global Financial Private Capital, LLC– · 1 yearVirginia Beach, VA · Adviser representative · Firm CRD 132070
- Fisher Investments– · 3 yearsCamas, WA · Adviser representative · Firm CRD 107342
Investment adviser representative registrations
Marissa Waldron is registered as an investment adviser representative in 2 states. The first approvals date from March 2025; the most recent is Texas, in June 2026.
- TexasSince 30 June 2026
- VirginiaSince 4 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 May 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Marissa Kay Waldron
- CRD
- 5810068
- Firm
- Carlson & Company Financial Services · CRD 295907
- Office
- Azle, TX
- Registration
- Investment adviser registration
- In the industry since
- November 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Marissa Waldron work?
Marissa Waldron is an investment adviser representative registered through Carlson & Company Financial Services, LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Marissa Waldron a financial advisor?
Yes. Marissa Waldron has a current investment-adviser registration in Texas and Virginia, through Carlson & Company Financial Services since March 2025.
How many years of experience does Marissa Waldron have?
Marissa Waldron has 11 years in the financial industry, since November 2014, across 3 adviser firms.
What exams has Marissa Waldron passed?
Marissa Waldron passed the Series 65 in May 2014.
Where did Marissa Waldron work before Carlson & Company Financial Services?
Before Carlson & Company Financial Services, Marissa Waldron was registered through Global Financial Private Capital, LLC, January 2018 to April 2019; Fisher Investments, May 2014 to October 2017.
Where is Marissa Waldron based?
Marissa Waldron’s registered office is in Azle, TX.
Is Marissa Waldron registered with FINRA?
No. Marissa Waldron has no current broker registration.
How can I verify Marissa Waldron’s record?
Search CRD 5810068 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marissa Waldron’s full registration record.