Daniel Moylan has been Chief of Carlson & Company Financial Services since April 2018, is a control person of the firm and directly owns under 5% of it.
Carlson & Company Financial Services, LLC is a Topeka, KS firm with $632M under management, 1,097 clients and 10 advisers across 5 offices, as of its March 2026 filing.
Daniel Moylan’s longest registration is the current one, 8 years at Carlson & Company Financial Services since 2018. Before joining Carlson & Company Financial Services in 2022, Daniel Moylan was registered through Global Financial Private Capital, LLC.
- Global Financial Private Capital, LLC– · 1 yearTopeka, KS · Adviser representative · Firm CRD 132070
Investment adviser representative registrations
Daniel Moylan is registered as an investment adviser representative in Kansas, since January 2022.
- KansasSince 13 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 March 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Daniel Eugene Moylan
- CRD
- 6849060
- Firm
- Carlson & Company Financial Services · CRD 295907
- Role
- Chief
- Office
- 1201 SW OAKLEY AVENUE, Topeka, KS 66604
- Registration
- Investment adviser registration
- In the industry since
- October 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Moylan work?
Daniel Moylan has been Chief of Carlson & Company Financial Services, LLC since April 2018, and is a control person of the firm.
Is Daniel Moylan a financial advisor?
Yes. Daniel Moylan has a current investment-adviser registration in Kansas, through Carlson & Company Financial Services since January 2022.
How many years of experience does Daniel Moylan have?
Daniel Moylan has 9 years in the financial industry, since October 2017, across 2 adviser firms.
What exams has Daniel Moylan passed?
Daniel Moylan passed the Series 65 in March 2017.
Where did Daniel Moylan work before Carlson & Company Financial Services?
Before Carlson & Company Financial Services, Daniel Moylan was registered through Global Financial Private Capital, LLC, September 2017 to April 2019.
Where is Daniel Moylan based?
Daniel Moylan’s registered office is in Topeka, KS.
Is Daniel Moylan registered with FINRA?
No. Daniel Moylan has no current broker registration.
How can I verify Daniel Moylan’s record?
Search CRD 6849060 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Moylan’s full registration record.