Theresa Muller is not listed as a control person, but directly owns under 5% of Carlson & Company Financial Services.
Carlson & Company Financial Services is an investment adviser based in Topeka, KS, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $632 million, as filed on 31 March 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 5853117
- Firm
- Carlson & Company Financial Services · CRD 295907
- Role
- Chief Compliance Officer
- In role since
- December 2018 · 7 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Topeka, KS
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Theresa Muller work?
Theresa Muller has been Chief Compliance Officer of Carlson & Company Financial Services, LLC since December 2018.
How can I verify Theresa Muller’s record?
Theresa Muller’s role is listed on Carlson & Company Financial Services, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 295907.