Luke Swirtz has been an investment adviser representative at Guncheon Financial since January 2026, and is not listed among the firm’s executive officers or direct owners.
Guncheon Financial LLC is a Dubuque, IA firm with $146M under management, 1,258 clients and 4 advisers across 5 offices, as of its July 2026 filing.
Luke Swirtz is a Financial Advisor at The Life Group Financial Services, based in the Minnesota branch. He helps individuals, families and business owners prepare for the future through financial planning. Swirtz works with clients to simplify complex financial decisions and create strategies that align with their long-term goals and values.
- – present · under a yearMinneapolis, MN · Adviser representative · Firm CRD 277091
Investment adviser representative registrations
Luke Swirtz is registered as an investment adviser representative in Minnesota, since January 2026.
- MinnesotaSince 20 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 January 2026 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 8 July 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 June 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Luke James Swirtz
- CRD
- 6662601
- Firm
- Guncheon Financial · CRD 277091
- Office
- 600 US Highway 169 S, Suite 620, Minneapolis, MN 55426
- Registration
- Investment adviser registration
- In the industry since
- August 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thelifegroupllc.com
Where does Luke Swirtz work?
Luke Swirtz is an investment adviser representative registered through Guncheon Financial LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Luke Swirtz a financial advisor?
Yes. Luke Swirtz has a current investment-adviser registration in Minnesota, through Guncheon Financial since January 2026.
How many years of experience does Luke Swirtz have?
Luke Swirtz has 9 years in the financial industry, since August 2017, across 1 adviser firm.
What exams has Luke Swirtz passed?
Luke Swirtz has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in June 2016. FINRA credited Luke Swirtz with the SIE, which began in October 2018.
Where is Luke Swirtz based?
Luke Swirtz’s registered office is in Minneapolis, MN.
Is Luke Swirtz registered with FINRA?
No. Luke Swirtz has no current broker registration.
How can I verify Luke Swirtz’s record?
Search CRD 6662601 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Luke Swirtz’s full registration record.
