Lesley Harleaux has been an investment adviser representative at Pelican Investment Advisors since October 2021, and is not listed among the firm’s executive officers or direct owners.
Pelican Investment Advisors, LLC is a Baton Rouge, LA firm with $129M under management, 270 clients and 10 advisers across 5 offices, as of its June 2026 filing.
Lesley Harleaux’s longest registration is the current one, 5 years at Pelican Investment Advisors since 2021. Before joining Pelican Investment Advisors in 2021, Lesley Harleaux was registered through Primerica Advisors.
- – present · 5 yearsBaton Rouge, LA · Adviser representative · Firm CRD 313227
- Primerica Advisors– · under a yearMetairie, LA · Adviser representative · Firm CRD 10111
Investment adviser representative registrations
Lesley Harleaux is registered as an investment adviser representative in Louisiana, since October 2021.
- LouisianaSince 14 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 19 December 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 March 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Lesley Paul Harleaux
- CRD
- 4941962
- Firm
- Pelican Investment Advisors · CRD 313227
- Office
- 10307 JEFFERSON HIGHWAY, SUITE A, Baton Rouge, LA 70809
- Registration
- Investment adviser registration
- In the industry since
- April 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Lesley Harleaux work?
Lesley Harleaux is an investment adviser representative registered through Pelican Investment Advisors, LLC since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is Lesley Harleaux a financial advisor?
Yes. Lesley Harleaux has a current investment-adviser registration in Louisiana, through Pelican Investment Advisors since October 2021.
How many years of experience does Lesley Harleaux have?
Lesley Harleaux has 19 years in the financial industry, since April 2007, across 2 adviser firms.
What exams has Lesley Harleaux passed?
Lesley Harleaux has passed 2 licensing exams: the Series 6 and Series 26. The earliest, the Series 6, was passed in March 2007. FINRA credited Lesley Harleaux with the SIE, which began in October 2018.
Where did Lesley Harleaux work before Pelican Investment Advisors?
Before Pelican Investment Advisors, Lesley Harleaux was registered through Primerica Advisors, November 2011 to May 2012.
Where is Lesley Harleaux based?
Lesley Harleaux’s registered office is in Baton Rouge, LA.
Is Lesley Harleaux registered with FINRA?
No. Lesley Harleaux has no current broker registration.
How can I verify Lesley Harleaux’s record?
Search CRD 4941962 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lesley Harleaux’s full registration record.
