Kathryn Davis has been Co-Managing Member/CCO of Pelican Investment Advisors since April 2021, is a control person of the firm and directly owns between 25% and 50% of it.
Pelican Investment Advisors, LLC is a Baton Rouge, LA firm with $129M under management, 270 clients and 10 advisers across 5 offices, as of its June 2026 filing.
Kathryn Davis’ longest registration was 12 years at Kassouf Wealth Advisors, LLC (2008–2021). Before joining Pelican Investment Advisors in 2021, Kathryn Davis was registered through Kassouf Wealth Advisors, LLC and Morgan Stanley & Co. Incorporated.
- – present · 5 yearsBaton Rouge, LA · Adviser representative · Firm CRD 313227
- Kassouf Wealth Advisors, LLC– · 12 yearsBirmingham, AL · Adviser representative · Firm CRD 122683
- Morgan Stanley & Co. Incorporated– · 1 yearBirmingham, AL · Adviser representative · Firm CRD 8209
- Morgan Stanley– · under a yearBirmingham, AL · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Kathryn Davis is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2021; the most recent is Texas, in July 2023.
- LouisianaSince 17 May 2021
- TexasResidentSince 17 July 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 24 May 2007 |
| Series 66 | Uniform Combined State Law Examination | 19 March 2007 |
| Series 7 | General Securities Representative Examination | 4 December 2006 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kathryn V Davis
- CRD
- 5120392
- Firm
- Pelican Investment Advisors · CRD 313227
- Role
- Co-Managing Member/CCO
- Office
- 10307 JEFFERSON HIGHWAY, SUITE A, Baton Rouge, LA 70809
- Registration
- Investment adviser registration
- In the industry since
- May 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Kathryn Davis work?
Kathryn Davis has been Co-Managing Member/CCO of Pelican Investment Advisors, LLC since April 2021, and is a control person of the firm.
Is Kathryn Davis a financial advisor?
Yes. Kathryn Davis has a current investment-adviser registration in Louisiana and Texas, through Pelican Investment Advisors since May 2021.
How many years of experience does Kathryn Davis have?
Kathryn Davis has 19 years in the financial industry, since May 2007, across 4 adviser firms.
What exams has Kathryn Davis passed?
Kathryn Davis has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in December 2006.
Where did Kathryn Davis work before Pelican Investment Advisors?
Before Pelican Investment Advisors, Kathryn Davis was registered through Kassouf Wealth Advisors, LLC, August 2008 to May 2021; Morgan Stanley & Co. Incorporated, April 2007 to July 2008; Morgan Stanley, March 2007 to April 2007.
Where is Kathryn Davis based?
Kathryn Davis’ registered office is in Baton Rouge, LA.
Is Kathryn Davis registered with FINRA?
No. Kathryn Davis has no current broker registration.
How can I verify Kathryn Davis’ record?
Search CRD 5120392 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kathryn Davis’ full registration record.
