Randall Richardson has been Co-Managing Member of Pelican Investment Advisors since January 2021, is a control person of the firm and directly owns between 10% and 25% of it. Randall Richardson studied at Louisiana State University and The American College.
Pelican Investment Advisors, LLC is a Baton Rouge, LA firm with $129M under management, 270 clients and 10 advisers across 5 offices, as of its June 2026 filing.
Randall Richardson is a partner in Pelican Investment Advisors, a registered investment advisory firm. He is also founder and president of Pelican Advisory Group and a managing partner in Platinum Funding Group, a company focused on leveraged insurance purchases. He has over 40 years of experience as a producer, manager and general agent, and serves on the Louisiana Insurance Commission's Advisory Board.
Randall Richardson’s longest registration was 8 years at Oneamerica Securities, Inc. (2010–2018). Before joining Pelican Investment Advisors in 2021, Randall Richardson was registered through First Heartland Consultants, Inc. and Cetera Advisors LLC.
- – present · 5 yearsBaton Rouge, LA · Adviser representative · Firm CRD 313227
- First Heartland Consultants, Inc.– · under a yearBaton Rouge, LA · Adviser representative · Firm CRD 110377
- Cetera Advisors LLC– · 1 yearBaton Rouge, LA · Adviser representative · Firm CRD 10299
- Oneamerica Securities, Inc.– · 8 yearsBaton Rouge, LA · Adviser representative · Firm CRD 4173
Professional designations
Listed by Pelican Investment Advisors
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
Randall Richardson is registered as an investment adviser representative in Louisiana, since June 2021.
- LouisianaSince 22 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 July 1993 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Randall Bernard Richardson
- CRD
- 2340374
- Firm
- Pelican Investment Advisors · CRD 313227
- Role
- Co-Managing Member
- Office
- 10307 JEFFERSON HIGHWAY, SUITE A, Baton Rouge, LA 70809
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- pelicanadvisory.com
Where does Randall Richardson work?
Randall Richardson has been Co-Managing Member of Pelican Investment Advisors, LLC since January 2021, and is a control person of the firm.
Is Randall Richardson a financial advisor?
Yes. Randall Richardson has a current investment-adviser registration in Louisiana, through Pelican Investment Advisors since June 2021.
How many years of experience does Randall Richardson have?
Randall Richardson has 32 years in the financial industry, since June 1994, across 4 adviser firms.
What exams has Randall Richardson passed?
Randall Richardson has passed 2 licensing exams: the Series 6 and Series 99TO. The earliest, the Series 6, was passed in July 1993. FINRA credited Randall Richardson with the SIE, which began in October 2018.
Where did Randall Richardson work before Pelican Investment Advisors?
Before Pelican Investment Advisors, Randall Richardson was registered through First Heartland Consultants, Inc., November 2019 to July 2020; Cetera Advisors LLC, July 2018 to December 2019; Oneamerica Securities, Inc., February 2010 to July 2018.
Where is Randall Richardson based?
Randall Richardson’s registered office is in Baton Rouge, LA.
Is Randall Richardson registered with FINRA?
Yes. Randall Richardson has a current broker registration, under CRD 2340374.
Source: FINRA BrokerCheck
How can I verify Randall Richardson’s record?
Search CRD 2340374 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Randall Richardson’s full registration record.