Kevin Richardson has been Co-Managing Member of Pelican Investment Advisors since January 2021, is a control person of the firm and directly owns between 10% and 25% of it.
Pelican Investment Advisors, LLC is a Baton Rouge, LA firm with $129M under management, 270 clients and 10 advisers across 5 offices, as of its June 2026 filing.
Kevin Richardson’s longest registration was 6 years at Oneamerica Securities, Inc. (2007–2014). Before joining Pelican Investment Advisors in 2021, Kevin Richardson was registered through Cetera Advisors LLC and Oneamerica Securities, Inc.
- – present · 5 yearsBaton Rouge, LA · Adviser representative · Firm CRD 313227
- Cetera Advisors LLC– · 1 yearBaton Rouge, LA · Adviser representative · Firm CRD 10299
- Oneamerica Securities, Inc.– · 1 yearBaton Rouge, LA · Adviser representative · Firm CRD 4173
- Oneamerica Securities, Inc.– · 6 yearsBaton Rouge, LA · Adviser representative · Firm CRD 4173
Investment adviser representative registrations
Kevin Richardson is registered as an investment adviser representative in Louisiana, since June 2021.
- LouisianaSince 22 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 March 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kevin Bernard Richardson
- CRD
- 5038681
- Firm
- Pelican Investment Advisors · CRD 313227
- Role
- Co-Managing Member
- Office
- 10307 JEFFERSON HIGHWAY, SUITE A, Baton Rouge, LA 70809
- Registration
- Investment adviser registration
- In the industry since
- October 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Kevin Richardson work?
Kevin Richardson has been Co-Managing Member of Pelican Investment Advisors, LLC since January 2021, and is a control person of the firm.
Is Kevin Richardson a financial advisor?
Yes. Kevin Richardson has a current investment-adviser registration in Louisiana, through Pelican Investment Advisors since June 2021.
How many years of experience does Kevin Richardson have?
Kevin Richardson has 17 years in the financial industry, since October 2009, across 3 adviser firms.
What exams has Kevin Richardson passed?
Kevin Richardson passed the Series 6 in March 2006. FINRA credited Kevin Richardson with the SIE, which began in October 2018.
Where did Kevin Richardson work before Pelican Investment Advisors?
Before Pelican Investment Advisors, Kevin Richardson was registered through Cetera Advisors LLC, July 2018 to November 2019; Oneamerica Securities, Inc., June 2017 to July 2018; Oneamerica Securities, Inc., October 2007 to June 2014.
Where is Kevin Richardson based?
Kevin Richardson’s registered office is in Baton Rouge, LA.
Is Kevin Richardson registered with FINRA?
No. Kevin Richardson has no current broker registration.
How can I verify Kevin Richardson’s record?
Search CRD 5038681 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Richardson’s full registration record.
