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Lam Giang

Investment adviser representative at Your Ia in Irvine, CA

Investment adviser and broker registrationsUpdated

Lam Giang is an investment adviser representative at Your Ia, LLC, an investment adviser managing $107M, and works from its Irvine, CA office. Lam Giang has been registered through Your Ia since 17 March 2026, has 12 years in the industry across 2 firms and has passed the Series 6, Series 63 and Series 65.

12
Years in industry
0
Years at firm
2
Adviser firms
3
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Lam Giang has been an investment adviser representative at Your Ia since March 2026, and is not listed among the firm’s executive officers or direct owners.

Your Ia, LLC is a St. George, UT firm with $107M under management, 190 clients and 15 advisers across 20 offices, as of its August 2026 filing.

Lam Giang’s longest registration was 11 years at Transamerica Financial Advisors, LLC (2014–2026). Before joining Your Ia in 2026, Lam Giang was registered through Transamerica Financial Advisors, LLC.

  1. – present · under a year
    Irvine, CA · Adviser representative · Firm CRD 338535
  2. Transamerica Financial Advisors, LLC
    – · 11 years
    Irvine, CA · Adviser representative · Firm CRD 16164

Credentials and registrations

Investment adviser representative registrations

Lam Giang is registered as an investment adviser representative in 3 states. Each was approved in March 2026.

  • CaliforniaSince 17 March 2026
  • TexasSince 17 March 2026
  • UtahSince 17 March 2026

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6511 August 2014
Name
Uniform Investment Adviser Law Examination
Series 6330 December 2013
Name
Uniform Securities Agent State Law Examination
Series 627 December 2013
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

Full name
Lam Thanh Giang
CRD
6282550
Firm
Your Ia · CRD 338535
Office
15615 Alton Pkwy Ste 450, Irvine, CA 92618
Registration
Investment adviser and broker registrations
In the industry since
February 2014
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Lam Giang work?

Lam Giang is an investment adviser representative registered through Your Ia, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Lam Giang a financial advisor?

Yes. Lam Giang has a current investment-adviser registration in California, Texas and Utah, through Your Ia since March 2026.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Lam Giang have?

Lam Giang has 12 years in the financial industry, since February 2014, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Lam Giang passed?

Lam Giang has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in December 2013. FINRA credited Lam Giang with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Lam Giang work before Your Ia?

Before Your Ia, Lam Giang was registered through Transamerica Financial Advisors, LLC, August 2014 to January 2026.

Source: IAPD individual record, checked 22 October 2026

Where is Lam Giang based?

Lam Giang’s registered office is in Irvine, CA.

Source: IAPD individual record, checked 22 October 2026

Is Lam Giang registered with FINRA?

Yes. Lam Giang has a current broker registration, under CRD 6282550.

Source: FINRA BrokerCheck

How can I verify Lam Giang’s record?

Search CRD 6282550 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lam Giang’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Your Ia

Sources

  1. IAPD individual record, CRD 6282550, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Your Ia, LLC, filed 11 August 2026. Executive officers and direct owners; this person is not among them.