Garrett Allen has been Chief of Staff of Your Ia since January 2026, is a control person of the firm and directly owns under 5% of it.
Your Ia, LLC is a St. George, UT firm with $107M under management, 190 clients and 15 advisers across 20 offices, as of its August 2026 filing.
Garrett Allen’s longest registration is the current one, under a year at Your Ia since 2026. Before joining Your Ia in 2026, Garrett Allen was registered through Soltis Investment Advisors, LLC.
- Your Ia, LLCCurrent– present · under a yearKaysville, UT · Adviser representative · Firm CRD 338535
- Soltis Investment Advisors, LLC– · under a yearSalt Lake City, UT · Adviser representative · Firm CRD 154690
Investment adviser representative registrations
Garrett Allen is registered as an investment adviser representative in Utah, since January 2026.
- UtahSince 14 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 July 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 5 July 2018 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 11 April 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 March 2016 |
| Series 7 | General Securities Representative Examination | 4 March 2016 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Garrett Steven Allen
- CRD
- 6607537
- Firm
- Your Ia · CRD 338535
- Role
- Chief of Staff
- Office
- Kaysville, UT
- Registration
- Investment adviser registration
- In the industry since
- May 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Garrett Allen work?
Garrett Allen has been Chief of Staff of Your Ia, LLC since January 2026, and is a control person of the firm.
Is Garrett Allen a financial advisor?
Yes. Garrett Allen has a current investment-adviser registration in Utah, through Your Ia since January 2026.
How many years of experience does Garrett Allen have?
Garrett Allen has 9 years in the financial industry, since May 2017, across 2 adviser firms.
What exams has Garrett Allen passed?
Garrett Allen has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in March 2016. FINRA credited Garrett Allen with the SIE, which began in October 2018.
Where is Garrett Allen based?
Garrett Allen’s registered office is in Kaysville, UT.
Is Garrett Allen registered with FINRA?
No. Garrett Allen has no current broker registration.
How can I verify Garrett Allen’s record?
Search CRD 6607537 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Garrett Allen’s full registration record.