Colby Haupt has been Chief Operating Officer of Your Ia since October 2025, is a control person of the firm and directly owns under 5% of it.
Your Ia, LLC is a St. George, UT firm with $107M under management, 190 clients and 15 advisers across 20 offices, as of its August 2026 filing.
Colby Haupt’s longest registration was 3 years at Summit Global Investments, LLC (2021–2024). Before joining Your Ia in 2025, Colby Haupt was registered through LPL Financial LLC and Summit Global Investments, LLC.
- Your Ia, LLCCurrent– present · under a yearSt. George, UT · Adviser representative · Firm CRD 338535
- LPL Financial LLC– · under a yearSt. George, UT · Adviser representative · Firm CRD 6413
- Summit Global Investments, LLC– · 3 yearsBountiful, UT · Adviser representative · Firm CRD 157091
Investment adviser representative registrations
Colby Haupt is registered as an investment adviser representative in Utah, since November 2025.
- UtahSince 24 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 27 December 2024 |
| Series 7TO | General Securities Representative Examination | 2 January 2024 |
| Series 66 | Uniform Combined State Law Examination | 4 September 2021 |
| SIE | Securities Industry Essentials Examination | 1 March 2019 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Colby Jeremy Haupt
- CRD
- 7065640
- Firm
- Your Ia · CRD 338535
- Role
- Chief Operating Officer
- Office
- 620 SOUTH 400 EAST, St. George, UT 84770
- Registration
- Investment adviser registration
- In the industry since
- May 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Colby Haupt work?
Colby Haupt has been Chief Operating Officer of Your Ia, LLC since October 2025, and is a control person of the firm.
Is Colby Haupt a financial advisor?
Yes. Colby Haupt has a current investment-adviser registration in Utah, through Your Ia since November 2025.
How many years of experience does Colby Haupt have?
Colby Haupt has 7 years in the financial industry, since May 2019, across 3 adviser firms.
What exams has Colby Haupt passed?
Colby Haupt has passed 4 licensing exams: the SIE, Series 66, Series 7TO and Series 63. The earliest, the SIE, was passed in March 2019.
Where did Colby Haupt work before Your Ia?
Before Your Ia, Colby Haupt was registered through LPL Financial LLC, December 2024 to October 2025; Summit Global Investments, LLC, September 2021 to December 2024.
Where is Colby Haupt based?
Colby Haupt’s registered office is in St. George, UT.
Is Colby Haupt registered with FINRA?
No. Colby Haupt has no current broker registration.
How can I verify Colby Haupt’s record?
Search CRD 7065640 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Colby Haupt’s full registration record.