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Kenneth Grossfield

General Counsel and CCO at Soltis Investment Advisors

Officer record from the firm’s Form ADVForm ADV filed 9 July 2026

Kenneth Grossfield is General Counsel and CCO of Soltis Investment Advisors, LLC, a ST. George investment adviser.

Role at Soltis Investment Advisors

Title on Schedule A
General Counsel and CCO
Control
Kenneth Grossfield is a control person of Soltis Investment Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kenneth Grossfield has held the filed role since October 2025.

The firm

Soltis Investment Advisors, LLC
ST. George, UT

Form ADV filed 9 July 2026

$12B AUM5,414 clients63 advisers20 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Kenneth Grossfield is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Kenneth Grossfield
CRD
3106582
Firm
Soltis Investment Advisors, LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kenneth Grossfield work?

Kenneth Grossfield has been General Counsel and CCO of Soltis Investment Advisors, LLC since October 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 9 July 2026

Leadership at Soltis Investment Advisors

Sources

  1. IAPD individual lookup, CRD 3106582. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Soltis Investment Advisors, LLC, filed 9 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kenneth Grossfield or Soltis Investment Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.