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Clive Cholerton

Director at Soltis Investment Advisors

No current adviser or broker registrationSEC record checked 17 October 2026

3
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Clive Cholerton is Director of Soltis Investment Advisors, LLC, a ST. George investment adviser managing $12B. Clive Cholerton has past investment-adviser registrations through 3 firms and has passed 6 licensing exams.

Role at Soltis Investment Advisors

Title on Schedule A
Director
Control
Clive Cholerton is not a control person of Soltis Investment Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Clive Cholerton has held the filed role since August 2024.

The firm

Soltis Investment Advisors, LLC
ST. George, UT

Form ADV filed 9 July 2026

$12B AUM5,414 clients63 advisers20 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. United Capital Financial Advisers
    – · 13 years
    Boca Raton, FL · Adviser representative · Firm CRD 134600
  3. United Capital Investment Advisers, Inc
    – · 1 year
    Boca Raton, FL · Adviser representative · Firm CRD 134627
  4. Passed Series 51 · 2003
  5. Spectrum Assets, Inc.
    – · 7 years
    Boca Raton, FL · Adviser representative · Firm CRD 127497
  6. Spectrum Assets, Inc.
    – · 7 years
    Boca Raton, FL · Adviser representative · Firm CRD 127497
  7. Passed Series 65 and Series 24 · 1999
  8. Passed Series 7 and Series 63 · 1997

Registrations and exams

No current adviser or broker registration. Clive Cholerton has passed 6 qualifying exams.

Examinations

Series 6515 April 1999
Name
Uniform Investment Adviser Law Examination
Series 636 October 1997
Name
Uniform Securities Agent State Law Examination
Series 5128 March 2003
Name
Municipal Fund Securities Principal Examination
Series 2427 July 1999
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 718 June 1997
Name
General Securities Representative Examination

Individual record

Full name
Clive Patrick Cholerton
CRD
2870774
Firm
Soltis Investment Advisors, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Clive Cholerton work?

Clive Cholerton has been Director of Soltis Investment Advisors, LLC since August 2024.

Source: Form ADV, Schedule A, filed 9 July 2026

Does Clive Cholerton have a current investment-adviser registration?

Clive Cholerton has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Clive Cholerton passed?

Clive Cholerton has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 51 and SIE. The earliest, the Series 7, was passed in June 1997.

Source: IAPD individual record, checked 17 October 2026

Where was Clive Cholerton previously registered as an investment adviser?

Clive Cholerton has past investment-adviser registrations through United Capital Financial Advisers, February 2007 to March 2020; United Capital Investment Advisers, Inc, February 2007 to December 2007; Spectrum Assets, Inc., October 1999 to February 2007; Spectrum Assets, Inc., October 1999 to December 2006, across 3 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Soltis Investment Advisors

Sources

  1. IAPD individual record, CRD 2870774. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Soltis Investment Advisors, LLC, filed 9 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Clive Cholerton or Soltis Investment Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.