Katie Junk has been an investment adviser representative at Sweeney & Michel since July 2020, and is not listed among the firm’s executive officers or direct owners.
Sweeney & Michel, LLC is a Chico, CA firm with $753M under management, 688 clients and 3 advisers in one office, as of its March 2026 filing.
- Sweeney & Michel, LLCCurrent– present · 6 yearsChico, CA · Adviser representative · Firm CRD 282595
Investment adviser representative registrations
Katie Junk is registered as an investment adviser representative in California, since July 2020.
- CaliforniaSince 6 July 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 July 2020 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6942651
- Firm
- Sweeney & Michel · CRD 282595
- Office
- 196 COHASSET ROAD, SUITE 100, Chico, CA 95926
- Registration
- Investment adviser registration
- In the industry since
- July 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Katie Junk work?
Katie Junk is an investment adviser representative registered through Sweeney & Michel, LLC since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is Katie Junk a financial advisor?
Yes. Katie Junk has a current investment-adviser registration in California, through Sweeney & Michel since July 2020.
How many years of experience does Katie Junk have?
Katie Junk has 6 years in the financial industry, since July 2020, across 1 adviser firm.
What exams has Katie Junk passed?
Katie Junk passed the Series 65 in July 2020.
Where is Katie Junk based?
Katie Junk’s registered office is in Chico, CA.
Is Katie Junk registered with FINRA?
No. Katie Junk has no current broker registration.
How can I verify Katie Junk’s record?
Search CRD 6942651 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katie Junk’s full registration record.
