Renee Michel has been Managing Member/Chief Compliance Officer of Sweeney & Michel since March 2016, is a control person of the firm and directly owns between 50% and 75% of it. Renee Michel holds an MBA from Chico State. Renee Michel studied at the University of Maryland.
Sweeney & Michel, LLC is a Chico, CA firm with $753M under management, 688 clients and 3 advisers in one office, as of its March 2026 filing.
Renée Michel is a founding partner of Sweeney & Michel, LLC. She helps people, businesses and foundations create and implement achievable financial plans. She serves on the Butte College Foundation board.
Renee Michel’s longest registration is the current one, 10 years at Sweeney & Michel since 2016. Before joining Sweeney & Michel in 2016, Renee Michel was registered through Cetera Advisor Networks LLC.
- Sweeney & Michel, LLCCurrent– present · 10 yearsChico, CA · Adviser representative · Firm CRD 282595
- Cetera Advisor Networks LLC– · 7 yearsChico, CA · Adviser representative · Firm CRD 13572
Investment adviser representative registrations
Renee Michel is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2016; the most recent is Texas, in March 2019.
- CaliforniaSince 31 March 2016
- TexasResidentSince 13 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 October 2011 |
| Series 7 | General Securities Representative Examination | 26 August 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 January 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 December 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Renee Ann Michel
- CRD
- 4713493
- Firm
- Sweeney & Michel · CRD 282595
- Role
- Managing Member/Chief Compliance Officer
- Office
- 196 COHASSET ROAD, SUITE 100, Chico, CA 95926
- Registration
- Investment adviser registration
- In the industry since
- December 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sweeneymichel.com
Where does Renee Michel work?
Renee Michel has been Managing Member/Chief Compliance Officer of Sweeney & Michel, LLC since March 2016, and is a control person of the firm.
Is Renee Michel a financial advisor?
Yes. Renee Michel has a current investment-adviser registration in California and Texas, through Sweeney & Michel since March 2016.
How many years of experience does Renee Michel have?
Renee Michel has 22 years in the financial industry, since December 2003, across 2 adviser firms.
What exams has Renee Michel passed?
Renee Michel has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in December 2003. FINRA credited Renee Michel with the SIE, which began in October 2018.
Where is Renee Michel based?
Renee Michel’s registered office is in Chico, CA.
Is Renee Michel registered with FINRA?
No. Renee Michel has no current broker registration.
How can I verify Renee Michel’s record?
Search CRD 4713493 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Renee Michel’s full registration record.