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Kathryn Santoro

Vice President, Senior Counsel and Assistant Secretary at Virtus Investment Advisers

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Kathryn Santoro is Vice President, Senior Counsel and Assistant Secretary of Virtus Investment Advisers, LLC, a Hartford investment adviser managing $51.7B. Kathryn Santoro has a current broker registration and no current investment-adviser registration and has passed the Series 7, SIE, Series 24 and Series 7TO.

Role at Virtus Investment Advisers

Title on Schedule A
Vice President, Senior Counsel and Assistant Secretary
Control
Kathryn Santoro is not a control person of Virtus Investment Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kathryn Santoro has held the filed role since January 2025.

The firm

Virtus Investment Advisers, LLC
Hartford, CT

Form ADV filed 30 June 2026

$51.7B AUM106 clients1 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 and Series 7TO · 2024
  2. Passed SIE · 2018
  3. Passed Series 7 · 2007

Registrations and exams

Broker registration; no current adviser registration. Kathryn Santoro has passed 4 qualifying exams.

Examinations

Series 2421 March 2024
Name
General Securities Principal Examination
Series 7TO21 March 2024
Name
General Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 728 February 2007
Name
General Securities Representative Examination

Individual record

Full name
Kathryn Lee Santoro
CRD
5069721
Firm
Virtus Investment Advisers, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kathryn Santoro work?

Kathryn Santoro has been Vice President, Senior Counsel and Assistant Secretary of Virtus Investment Advisers, LLC since January 2025.

Source: Form ADV, Schedule A, filed 30 June 2026

Does Kathryn Santoro have a current investment-adviser registration?

Kathryn Santoro has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Kathryn Santoro passed?

Kathryn Santoro has passed 4 licensing exams: the Series 7, SIE, Series 24 and Series 7TO. The earliest, the Series 7, was passed in February 2007.

Source: IAPD individual record, checked 18 October 2026

Leadership at Virtus Investment Advisers

Sources

  1. IAPD individual record, CRD 5069721. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Virtus Investment Advisers, LLC, filed 30 June 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kathryn Santoro or Virtus Investment Advisers, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.