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James Sena

Chief Compliance Officer at Virtus Investment Advisers

Officer record from the firm’s Form ADVForm ADV filed 30 June 2026

James Sena is Chief Compliance Officer of Virtus Investment Advisers, LLC, a Hartford investment adviser.

Role at Virtus Investment Advisers

Title on Schedule A
Chief Compliance Officer
Control
James Sena is not a control person of Virtus Investment Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
James Sena has held the filed role since June 2026.

The firm

Virtus Investment Advisers, LLC
Hartford, CT

Form ADV filed 30 June 2026

$51.7B AUM106 clients1 advisers3 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for James Sena is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
James Sena
CRD
2735258
Firm
Virtus Investment Advisers, LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does James Sena work?

James Sena has been Chief Compliance Officer of Virtus Investment Advisers, LLC since June 2026.

Source: Form ADV, Schedule A, filed 30 June 2026

Leadership at Virtus Investment Advisers

  • Daphne Chisolm
    Vice President, Senior Counsel and Assistant Secretary
  • Jennifer Fromm
    Vice President, Senior Counsel and Assistant Secretary
  • Andra Purkalitis
    Executive Vice President, General Counsel and Secretary
  • Kathryn Santoro
    Vice President, Senior Counsel and Assistant Secretary
  • Richard Smirl
    Executive Vice President
  • David Hanley
    Treasurer

Sources

  1. IAPD individual lookup, CRD 2735258. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Virtus Investment Advisers, LLC, filed 30 June 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Sena or Virtus Investment Advisers, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.