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David Hanley

Treasurer at Virtus Investment Advisers

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

David Hanley is Treasurer of Virtus Investment Advisers, LLC, a Hartford investment adviser managing $51.7B. David Hanley has a current broker registration and no current investment-adviser registration and has passed the Series 27, Series 99TO and SIE.

Role at Virtus Investment Advisers

Title on Schedule A
Treasurer
Control
David Hanley is not a control person of Virtus Investment Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Hanley has held the filed role since November 2007.

The firm

Virtus Investment Advisers, LLC
Hartford, CT

Form ADV filed 30 June 2026

$51.7B AUM106 clients1 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO and SIE · 2023
  2. Passed Series 27 · 2007

Registrations and exams

Broker registration; no current adviser registration. David Hanley has passed 3 qualifying exams.

Examinations

Series 2728 December 2007
Name
Financial and Operations Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE2 January 2023
Name
Securities Industry Essentials Examination

Individual record

Full name
David George Hanley
CRD
5455435
Firm
Virtus Investment Advisers, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does David Hanley work?

David Hanley has been Treasurer of Virtus Investment Advisers, LLC since November 2007.

Source: Form ADV, Schedule A, filed 30 June 2026

Does David Hanley have a current investment-adviser registration?

David Hanley has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has David Hanley passed?

David Hanley has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in December 2007.

Source: IAPD individual record, checked 18 October 2026

Leadership at Virtus Investment Advisers

  • Daphne Chisolm
    Vice President, Senior Counsel and Assistant Secretary
  • Jennifer Fromm
    Vice President, Senior Counsel and Assistant Secretary
  • Andra Purkalitis
    Executive Vice President, General Counsel and Secretary
  • Kathryn Santoro
    Vice President, Senior Counsel and Assistant Secretary
  • Richard Smirl
    Executive Vice President
  • James Sena
    Chief Compliance Officer

Sources

  1. IAPD individual record, CRD 5455435. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Virtus Investment Advisers, LLC, filed 30 June 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Hanley or Virtus Investment Advisers, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.