Justin Smith has been an investment adviser representative at Chicago Capital Management Advisors since October 2020, and is not listed among the firm’s executive officers or direct owners.
Chicago Capital Management Advisors, LLC is a Lisle, IL firm with $135M under management, 620 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Justin Smith’s longest registration is the current one, 5 years at Chicago Capital Management Advisors since 2020. Before joining Chicago Capital Management Advisors in 2020, Justin Smith was registered through Westpark Capital, Inc. and Newport Coast Asset Management.
- – present · 5 yearsLaguna Niguel, CA · Adviser representative · Firm CRD 123483
- Westpark Capital, Inc.– · 3 yearsNewport Beach, CA · Adviser representative · Firm CRD 39914
- Newport Coast Asset Management– · 1 yearIrvine, CA · Adviser representative · Firm CRD 16944
Investment adviser representative registrations
Justin Smith is registered as an investment adviser representative in 3 states. The first approvals date from October 2020; the most recent is Arizona, in June 2024.
- ArizonaSince 19 June 2024
- CaliforniaSince 27 October 2020
- ColoradoSince 13 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 August 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 July 2013 |
| Series 7 | General Securities Representative Examination | 17 September 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Justin Matthew Smith
- CRD
- 6097789
- Firm
- Chicago Capital Management Advisors · CRD 123483
- Office
- Laguna Niguel, CA
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Justin Smith work?
Justin Smith is an investment adviser representative registered through Chicago Capital Management Advisors, LLC since October 2020, and is not listed among the firm’s executive officers or direct owners.
Is Justin Smith a financial advisor?
Yes. Justin Smith has a current investment-adviser registration in Arizona, California and Colorado, through Chicago Capital Management Advisors since October 2020.
How many years of experience does Justin Smith have?
Justin Smith has 14 years in the financial industry, since October 2012, across 3 adviser firms.
What exams has Justin Smith passed?
Justin Smith has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 2012. FINRA credited Justin Smith with the SIE, which began in October 2018.
Where did Justin Smith work before Chicago Capital Management Advisors?
Before Chicago Capital Management Advisors, Justin Smith was registered through Westpark Capital, Inc., August 2016 to April 2020; Newport Coast Asset Management, March 2015 to September 2016.
Where is Justin Smith based?
Justin Smith’s registered office is in Laguna Niguel, CA.
Is Justin Smith registered with FINRA?
Yes. Justin Smith has a current broker registration, under CRD 6097789.
Source: FINRA BrokerCheck
How can I verify Justin Smith’s record?
Search CRD 6097789 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Justin Smith’s full registration record.