Daniel O'Halloran has been Chief Compliance Officer of Chicago Capital Management Advisors since October 2011, is a control person of the firm and directly owns between 10% and 25% of it.
Chicago Capital Management Advisors, LLC is a Lisle, IL firm with $135M under management, 620 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Dan O’Halloran is Chief Compliance Officer of Chicago Capital Management Advisors, LLC. He has been registered in the securities industry since 1985. He is the Founder and President of Chicago Business Managers, LLC, a financial services practice management company.
Daniel O'Halloran’s longest registration is the current one, 21 years at Chicago Capital Management Advisors since 2004.
- Asset Strategies, IncAlso current– present · 3 yearsLisle, IL · Adviser representative · Firm CRD 104512
- American Trust Investment Services Advisory, Inc.Also current– present · 7 yearsAdviser representative · Firm CRD 299547
- American Trust Investment Services Advisory– · 4 yearsWhiting, IN · Adviser representative · Firm CRD 3001
- Lasalle St. Investment Advisors, L.L.C.– · 8 yearsElmhurst, IL · Adviser representative · Firm CRD 109701
- – present · 21 yearsAdviser representative · Firm CRD 123483
Investment adviser representative registrations
Daniel O'Halloran is registered as an investment adviser representative in 9 states. The first approvals date from December 2004; the most recent is New York, in September 2025.
- FloridaSince 9 August 2023
- GeorgiaSince 30 April 2025
- IllinoisSince 7 December 2004
- IndianaSince 14 February 2019
- LouisianaSince 20 February 2023
- New YorkSince 12 September 2025
- OhioSince 30 January 2025
- TexasSince 19 December 2022
- WisconsinSince 13 July 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 December 2004 |
| Series 24 | General Securities Principal Examination | 18 September 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 July 1985 |
| Series 7 | General Securities Representative Examination | 20 July 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Patrick O'Halloran
- CRD
- 1391521
- Firm
- Chicago Capital Management Advisors · CRD 123483
- Role
- Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- chicagomanagement.com
Where does Daniel O'Halloran work?
Daniel O'Halloran has been Chief Compliance Officer of Chicago Capital Management Advisors, LLC since October 2011, and is a control person of the firm.
Is Daniel O'Halloran a financial advisor?
Yes. Daniel O'Halloran has a current investment-adviser registration in Florida, Georgia, Illinois, Indiana, Louisiana, New York, Ohio, Texas and Wisconsin, through Chicago Capital Management Advisors since December 2004.
How many years of experience does Daniel O'Halloran have?
Daniel O'Halloran has 41 years in the financial industry, since August 1985, across 5 adviser firms.
What exams has Daniel O'Halloran passed?
Daniel O'Halloran has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in July 1985. FINRA credited Daniel O'Halloran with the SIE, which began in October 2018.
Is Daniel O'Halloran registered with FINRA?
Yes. Daniel O'Halloran has a current broker registration, under CRD 1391521.
Source: FINRA BrokerCheck
How can I verify Daniel O'Halloran’s record?
Search CRD 1391521 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel O'Halloran’s full registration record.