Michael Grady has been President of Chicago Capital Management Advisors since October 2002, is a control person of the firm and directly owns between 10% and 25% of it.
Chicago Capital Management Advisors, LLC is a Lisle, IL firm with $135M under management, 620 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Michael R. Grady is Chief Investment Officer of Chicago Capital Management Advisors, LLC. He has been registered in the securities industry since 1985. Over the last 20 years, as Director of Corporate Finance with three broker-dealers, he has helped create and train three research and corporate finance departments and developed proprietary evaluation tools for research and investment banking.
Michael Grady’s longest registration is the current one, 23 years at Chicago Capital Management Advisors since 2003. Before joining Chicago Capital Management Advisors in 2003, Michael Grady was registered through LCM Capital Management Inc and Lasalle St. Investment Advisors, L.L.C.
- Asset Strategies, IncAlso current– present · 3 yearsLisle, IL · Adviser representative · Firm CRD 104512
- American Trust Investment Services Advisory, Inc.Also current– present · 7 yearsAdviser representative · Firm CRD 299547
- – present · 23 yearsAdviser representative · Firm CRD 123483
- LCM Capital Management Inc– · 1 yearChicago, IL · Adviser representative · Firm CRD 111074
- Lasalle St. Investment Advisors, L.L.C.– · 5 yearsLisle, IL · Adviser representative · Firm CRD 109701
Investment adviser representative registrations
Michael Grady is registered as an investment adviser representative in 13 states. The first approvals date from January 2003; the most recent is New York, in September 2025.
- ArizonaSince 28 October 2020
- CaliforniaSince 24 July 2020
- ColoradoSince 21 September 2020
- FloridaSince 6 April 2021
- IllinoisSince 9 January 2003
- IndianaSince 13 August 2014
- New YorkSince 12 September 2025
- North CarolinaSince 15 July 2020
- OhioSince 30 January 2025
- OregonSince 12 November 2020
- PennsylvaniaSince 13 July 2020
- TexasSince 21 December 2022
- WisconsinSince 8 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 5 June 2026 |
| Series 82TO | Limited Representative-Private Securities Offerings | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 May 1999 |
| Series 27 | Financial and Operations Principal Examination | 30 October 1995 |
| Series 4 | Registered Options Principal Examination | 7 September 1988 |
| Series 24 | General Securities Principal Examination | 13 January 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 March 1986 |
| Series 7 | General Securities Representative Examination | 20 July 1985 |
- Name
- Operations Professional Examination
- Name
- Limited Representative-Private Securities Offerings
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Robert Grady
- CRD
- 1392784
- Firm
- Chicago Capital Management Advisors · CRD 123483
- Role
- President
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- chicagomanagement.com
Where does Michael Grady work?
Michael Grady has been President of Chicago Capital Management Advisors, LLC since October 2002, and is a control person of the firm.
Is Michael Grady a financial advisor?
Yes. Michael Grady has a current investment-adviser registration in Arizona, California, Colorado, Florida, Illinois, Indiana, New York, North Carolina, Ohio, Oregon, Pennsylvania, Texas and Wisconsin, through Chicago Capital Management Advisors since January 2003.
How many years of experience does Michael Grady have?
Michael Grady has 41 years in the financial industry, since July 1985, across 5 adviser firms.
What exams has Michael Grady passed?
Michael Grady has passed 8 licensing exams: the Series 7, Series 63, Series 24, Series 4, Series 27, Series 65, Series 82TO and Series 99TO. The earliest, the Series 7, was passed in July 1985. FINRA credited Michael Grady with the SIE, which began in October 2018.
Where did Michael Grady work before Chicago Capital Management Advisors?
Before Chicago Capital Management Advisors, Michael Grady was registered through LCM Capital Management Inc, September 2001 to October 2002.
Is Michael Grady registered with FINRA?
Yes. Michael Grady has a current broker registration, under CRD 1392784.
Source: FINRA BrokerCheck
How can I verify Michael Grady’s record?
Search CRD 1392784 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Grady’s full registration record.