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Joy Dowd

Director at J.P. Morgan Investment Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Joy Dowd is Director of J.P. Morgan Investment Management Inc., a New York investment adviser managing $3.52T. Joy Dowd has a current broker registration and no current investment-adviser registration and has passed the Series 7 and SIE.

Role at J.P. Morgan Investment Management

Title on Schedule A
Director
Control
Joy Dowd is a control person of J.P. Morgan Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Joy Dowd has held the filed role since February 2015.

The firm

J.P. Morgan Investment Management Inc.
New York, NY

Form ADV filed 26 August 2026

$3.52T AUM128,965 clients2,260 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 · 1999

Registrations and exams

Broker registration; no current adviser registration. Joy Dowd has passed 2 qualifying exams.

Examinations

SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 715 May 1999
Name
General Securities Representative Examination

Individual record

Full name
Joy C. Dowd
CRD
3198471
Firm
J.P. Morgan Investment Management Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Joy Dowd work?

Joy Dowd has been Director of J.P. Morgan Investment Management Inc. since February 2015, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 August 2026

Does Joy Dowd have a current investment-adviser registration?

Joy Dowd has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Joy Dowd passed?

Joy Dowd has passed 2 licensing exams: the Series 7 and SIE. The earliest, the Series 7, was passed in May 1999.

Source: IAPD individual record, checked 17 October 2026

Leadership at J.P. Morgan Investment Management

  • John Donohue
    Director / President / CEO / Head of Global Liquidity
  • Benjamin Hesse
    Director / Chief Financial Officer / Treasurer
  • John Oliva
    Chief Compliance Officer
  • Peter Bonanno
    General Counsel, Asset Management
  • George Gatch
    Director/Chairman
  • Jedediah Isiah Laskowitz
    Director / Head of Global Private Markets and Customized Solutions
  • Andrea Lisher
    Director / Head of Americas, Client
  • Katherine Manghillis
    Secretary
  • Robert Michele
    Director /Head of Global Fixed Income, Currency & Commodities
  • Anton Pil
    Director / Head of Global Alternative Investment Solutions
  • Andrew Powell
    Director / Am Cao / Head of Global Client Service / Senior Business Manager
  • Paul Quinsee
    Director/Head of Global Equities

Sources

  1. IAPD individual record, CRD 3198471. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of J.P. Morgan Investment Management Inc., filed 26 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joy Dowd or J.P. Morgan Investment Management Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.