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Benjamin Hesse

Director / Chief Financial Officer / Treasurer at J.P. Morgan Investment Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Benjamin Hesse is Director / Chief Financial Officer / Treasurer of J.P. Morgan Investment Management Inc., a New York investment adviser managing $3.52T. Benjamin Hesse has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at J.P. Morgan Investment Management

Title on Schedule A
Director / Chief Financial Officer / Treasurer
Control
Benjamin Hesse is a control person of J.P. Morgan Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Benjamin Hesse has held the filed role since May 2023.

The firm

J.P. Morgan Investment Management Inc.
New York, NY

Form ADV filed 26 August 2026

$3.52T AUM128,965 clients2,260 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 7TO · 2022
  2. Passed Series 55 and Series 24 · 2001
  3. Passed Series 7 and Series 63 · 2000

Registrations and exams

Broker registration; no current adviser registration. Benjamin Hesse has passed 5 qualifying exams.

Examinations

Series 6310 November 2000
Name
Uniform Securities Agent State Law Examination
Series 246 November 2001
Name
General Securities Principal Examination
Series 7TO26 July 2022
Name
General Securities Representative Examination
Series 5530 July 2001
Name
Limited Representative-Equity Trader Exam
Series 72 August 2000
Name
General Securities Representative Examination

Individual record

Full name
Benjamin A Hesse
CRD
3278541
Firm
J.P. Morgan Investment Management Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Benjamin Hesse work?

Benjamin Hesse has been Director / Chief Financial Officer / Treasurer of J.P. Morgan Investment Management Inc. since May 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 August 2026

Does Benjamin Hesse have a current investment-adviser registration?

Benjamin Hesse has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Benjamin Hesse passed?

Benjamin Hesse has passed 5 licensing exams: the Series 7, Series 63, Series 55, Series 24 and Series 7TO. The earliest, the Series 7, was passed in August 2000.

Source: IAPD individual record, checked 17 October 2026

Leadership at J.P. Morgan Investment Management

  • John Donohue
    Director / President / CEO / Head of Global Liquidity
  • John Oliva
    Chief Compliance Officer
  • Peter Bonanno
    General Counsel, Asset Management
  • Joy Dowd
    Director
  • George Gatch
    Director/Chairman
  • Jedediah Isiah Laskowitz
    Director / Head of Global Private Markets and Customized Solutions
  • Andrea Lisher
    Director / Head of Americas, Client
  • Katherine Manghillis
    Secretary
  • Robert Michele
    Director /Head of Global Fixed Income, Currency & Commodities
  • Anton Pil
    Director / Head of Global Alternative Investment Solutions
  • Andrew Powell
    Director / Am Cao / Head of Global Client Service / Senior Business Manager
  • Paul Quinsee
    Director/Head of Global Equities

Sources

  1. IAPD individual record, CRD 3278541. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of J.P. Morgan Investment Management Inc., filed 26 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Benjamin Hesse or J.P. Morgan Investment Management Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.