Role at J.P. Morgan Investment Management
- Title on Schedule A
- Director/Chairman
- Control
- George Gatch is a control person of J.P. Morgan Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- George Gatch has held the filed role since June 2012.
The firm
Form ADV filed 26 August 2026
Career on record
- Passed Series 3 and SIE · 2018
- Passed Series 24 and Series 63 · 2001
Registrations and exams
Broker registration; no current adviser registration. George Gatch has passed 4 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 July 2001 |
| Series 24 | General Securities Principal Examination | 12 March 2001 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 3 | National Commodity Futures Examination | 22 June 2018 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
Individual record
- Full name
- George C Gatch
- CRD
- 4320888
- Registration status
- Broker registration; no current adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does George Gatch work?
George Gatch has been Director/Chairman of J.P. Morgan Investment Management Inc. since June 2012, and is a control person of the firm.
Does George Gatch have a current investment-adviser registration?
George Gatch has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has George Gatch passed?
George Gatch has passed 4 licensing exams: the Series 24, Series 63, Series 3 and SIE. The earliest, the Series 24, was passed in March 2001.
Leadership at J.P. Morgan Investment Management
- John DonohueDirector / President / CEO / Head of Global Liquidity
- Benjamin HesseDirector / Chief Financial Officer / Treasurer
- John OlivaChief Compliance Officer
- Peter BonannoGeneral Counsel, Asset Management
- Joy DowdDirector
- Jedediah Isiah LaskowitzDirector / Head of Global Private Markets and Customized Solutions
- Andrea LisherDirector / Head of Americas, Client
- Katherine ManghillisSecretary
- Robert MicheleDirector /Head of Global Fixed Income, Currency & Commodities
- Anton PilDirector / Head of Global Alternative Investment Solutions
- Andrew PowellDirector / Am Cao / Head of Global Client Service / Senior Business Manager
- Paul QuinseeDirector/Head of Global Equities