Career
Joseph Dalton has been Founder/Chairman/President of Belle Haven Investments since June 2026. Joseph Dalton is a control person of the firm and directly owns 75% or more of it.
Belle Haven Investments, L.P. is a Rye Brook, NY firm with $24.5B under management, 27,602 clients and 40 advisers in one office, as of its July 2026 filing.
Belle Haven’s memorial page identifies Matt Dalton as the firm’s founder and recounts his fixed-income career, including joining Belle Haven in 1996.
- Loughlin Capital Management, L.p.– · 5 yearsGreenwich, CT · Adviser representative · Firm CRD 113438
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 5 July 2000 |
| Series 24 | General Securities Principal Examination | 19 July 1999 |
| Series 53 | Municipal Securities Principal Examination | 19 August 1994 |
| Series 3 | National Commodity Futures Examination | 16 November 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 June 1987 |
| Series 7 | General Securities Representative Examination | 25 April 1987 |
- Name
- Municipal Securities Representative Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Joseph Matthew Dalton
- CRD
- 1661099
- Firm bio
- bellehaven.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Joseph Dalton work?
Joseph Dalton has been Founder/Chairman/President of Belle Haven Investments, L.P. since June 2026, and is a control person of the firm.
Does Joseph Dalton have a current investment-adviser registration?
Joseph Dalton has no current investment-adviser or broker registration.
What exams has Joseph Dalton passed?
Joseph Dalton has passed 9 licensing exams: the Series 7, Series 63, Series 3, Series 53, Series 24, Series 65, Series 79TO, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in April 1987. FINRA credited Joseph Dalton with the SIE, which began in October 2018.
Where was Joseph Dalton previously registered as an investment adviser?
Joseph Dalton has past investment-adviser registrations through Belle Haven Investments, L.p., March 2004 to September 2026; Loughlin Capital Management, L.p., July 2000 to August 2005, across 2 firms.