Joseph Britt has been an investment adviser representative at Carlson & Company Financial Services since September 2026, and is not listed among the firm’s executive officers or direct owners.
Carlson & Company Financial Services, LLC is a Topeka, KS firm with $632M under management, 1,097 clients and 10 advisers across 5 offices, as of its March 2026 filing.
- Carlson FinancialCurrent– present · under a yearGlen Allen, VA · Adviser representative · Firm CRD 295907
Investment adviser representative registrations
Joseph Britt is registered as an investment adviser representative in 3 states. Each was approved in September 2026.
- ColoradoSince 15 September 2026
- KansasSince 15 September 2026
- VirginiaSince 15 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 September 2026 |
| SIE | Securities Industry Essentials Examination | 14 January 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Joseph Dupree Britt
- CRD
- 8085241
- Firm
- Carlson & Company Financial Services · CRD 295907
- Office
- 5207 HICKORY PARK DRIVE, SUITE E, Glen Allen, VA 23059
- Registration
- Investment adviser registration
- In the industry since
- September 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Britt work?
Joseph Britt is an investment adviser representative registered through Carlson & Company Financial Services, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Britt a financial advisor?
Yes. Joseph Britt has a current investment-adviser registration in Colorado, Kansas and Virginia, through Carlson & Company Financial Services since September 2026.
How many years of experience does Joseph Britt have?
Joseph Britt has 0 years in the financial industry, since September 2026, across 1 adviser firm.
What exams has Joseph Britt passed?
Joseph Britt has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in January 2026.
Where is Joseph Britt based?
Joseph Britt’s registered office is in Glen Allen, VA.
Is Joseph Britt registered with FINRA?
No. Joseph Britt has no current broker registration.
How can I verify Joseph Britt’s record?
Search CRD 8085241 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Britt’s full registration record.