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Jorge Bernal

Chief Operating Officer at EP Wealth Advisors

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Jorge Bernal is Chief Operating Officer of EP Wealth Advisors, LLC., a Torrance investment adviser managing $45.1B. Jorge Bernal has passed the Series 7, Series 24, SIE and Series 63.

Role at EP Wealth Advisors

Title on Schedule A
Chief Operating Officer
Control
Jorge Bernal is a control person of EP Wealth Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jorge Bernal has held the filed role since November 2024.

The firm

EP Wealth Advisors, LLC.
Torrance, CA

Form ADV filed 17 September 2026

$45.1B AUM20,738 clients320 advisers54 offices

Career on record

Firms and exams, newest first
  1. Passed Series 63 · 2020
  2. Passed SIE · 2018
  3. Passed Series 7 and Series 24 · 2009

Registrations and exams

No current adviser or broker registration. Jorge Bernal has passed 4 qualifying exams.

Examinations

Series 6319 October 2020
Name
Uniform Securities Agent State Law Examination
Series 2412 July 2009
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 716 April 2009
Name
General Securities Representative Examination

Individual record

Full name
Jorge A Bernal
CRD
5645251
Firm
EP Wealth Advisors, LLC.
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The firm's official leadership page lists Jorge Bernal as Chief Operating Officer. EP WEALTH ADVISORS, LLC., official leadership page

Common questions

Where does Jorge Bernal work?

Jorge Bernal has been Chief Operating Officer of EP Wealth Advisors, LLC. since November 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 September 2026

Does Jorge Bernal have a current investment-adviser registration?

Jorge Bernal has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Jorge Bernal passed?

Jorge Bernal has passed 4 licensing exams: the Series 7, Series 24, SIE and Series 63. The earliest, the Series 7, was passed in April 2009.

Source: IAPD individual record, checked 17 October 2026

Leadership at EP Wealth Advisors

Sources

  1. IAPD individual record, CRD 5645251. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of EP Wealth Advisors, LLC., filed 17 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jorge Bernal or EP Wealth Advisors, LLC. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.