Role at EP Wealth Advisors
- Title on Schedule A
- Managing Director
- Control
- Brian Parker is a control person of EP Wealth Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Brian Parker has held the filed role since February 2005.
The firm
Form ADV filed 17 September 2026
Career on record
Brian Parker has been registered through EP Wealth Advisors since August 2006.
- Ep Wealth AdvisorsCurrent– present · 20 yearsTorrance, CA · Adviser representative · Firm CRD 111147
- Premier Financial Management, LLC– · 8 yearsEl Segundo, CA · Adviser representative · Firm CRD 126103
- Passed Series 65 · 1999
- Passed Series 7 · 1997
- Passed Series 6 and Series 63 · 1996
Registrations and exams
Brian Parker has a current investment-adviser registration in Louisiana and Texas and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Louisiana | Investment adviser representative | Approved | 22 April 2010 |
| Texas | Investment adviser representative | Approved, resident | 22 April 2010 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 February 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 June 1996 |
| Series 7 | General Securities Representative Examination | 26 August 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 June 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Brian Edward Parker
- CRD
- 2747104
- Registration status
- Investment adviser registration
- Office
- 21515 HAWTHORNE NLVD., SUITE 1050, Torrance, CA 90503
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
The firm's official leadership page lists Brian Parker as Co-Founder. EP WEALTH ADVISORS, LLC., official leadership page
Common questions
Where does Brian Parker work?
Brian Parker has been Managing Director of EP Wealth Advisors, LLC. since February 2005, and is a control person of the firm.
Is Brian Parker a financial advisor?
Yes. Brian Parker has a current investment-adviser registration in Louisiana and Texas, through EP Wealth Advisors since August 2006, as of 17 October 2026.
How many years of experience does Brian Parker have?
Brian Parker has worked in the financial industry for 27 years as of 17 October 2026, counted from 15 March 1999, across 2 adviser firms.
What exams has Brian Parker passed?
Brian Parker has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in June 1996.
Where is Brian Parker based?
Brian Parker’s registered office is in Torrance, CA.
Leadership at EP Wealth Advisors
- Ryan ParkerChief Executive Officer
- Robert WilsonInterim Chief Financial Officer
- Jorge BernalChief Operating Officer
- Mario ChilinChief Compliance Officer
- Alan BerkshireChief Administrative Officer & General Counsel
- Derek HolmanManaging Director
- Adam PhillipsManaging Director Investments