Role at EP Wealth Advisors
- Title on Schedule A
- Managing Director
- Control
- Derek Holman is a control person of EP Wealth Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Derek Holman has held the filed role since February 2005.
The firm
Form ADV filed 17 September 2026
Career on record
Derek Holman has been registered through EP Wealth Advisors since August 2006.
- Passed Series 24 · 2008
- Ep Wealth AdvisorsCurrent– present · 20 yearsTorrance, CA · Adviser representative · Firm CRD 111147
- Premier Financial Management, LLC– · 8 yearsEl Segundo, CA · Adviser representative · Firm CRD 126103
- Passed Series 65 · 1997
- Passed Series 52, Series 63 and Series 7 · 1996
Registrations and exams
Derek Holman has a current investment-adviser registration in California, South Carolina and Texas and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 21 August 2026 |
| South Carolina | Investment adviser representative | Approved | 21 August 2026 |
| Texas | Investment adviser representative | Approved, resident | 22 April 2010 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 September 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 July 1996 |
| Series 24 | General Securities Principal Examination | 23 June 2008 |
| Series 7 | General Securities Representative Examination | 17 September 1996 |
| Series 52 | Municipal Securities Representative Examination | 28 June 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
Individual record
- Full name
- Derek Hallock Holman
- CRD
- 2754363
- Registration status
- Investment adviser registration
- Office
- 21515 HAWTHORNE BLVD., SUITE 1200, Torrance, CA 90503
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
The firm's official leadership page lists Derek Holman as Co-Founder. EP WEALTH ADVISORS, LLC., official leadership page
Common questions
Where does Derek Holman work?
Derek Holman has been Managing Director of EP Wealth Advisors, LLC. since February 2005, and is a control person of the firm.
Is Derek Holman a financial advisor?
Yes. Derek Holman has a current investment-adviser registration in California, South Carolina and Texas, through EP Wealth Advisors since August 2006, as of 17 October 2026.
How many years of experience does Derek Holman have?
Derek Holman has worked in the financial industry for 27 years as of 17 October 2026, counted from 15 March 1999, across 2 adviser firms.
What exams has Derek Holman passed?
Derek Holman has passed 5 licensing exams: the Series 52, Series 63, Series 7, Series 65 and Series 24. The earliest, the Series 52, was passed in June 1996.
Where is Derek Holman based?
Derek Holman’s registered office is in Torrance, CA.
Leadership at EP Wealth Advisors
- Ryan ParkerChief Executive Officer
- Robert WilsonInterim Chief Financial Officer
- Jorge BernalChief Operating Officer
- Mario ChilinChief Compliance Officer
- Alan BerkshireChief Administrative Officer & General Counsel
- Brian ParkerManaging Director
- Adam PhillipsManaging Director Investments