Jonathan Yoo has been an investment adviser representative at Tempus Wealth Planning since March 2017, and is not listed among the firm’s executive officers or direct owners. Jonathan Yoo holds a Master's degree in Bioengineering from the University of California, San Diego.
Tempus Wealth Planning, LLC is an Irvine, CA firm with $699M under management, 683 clients and 9 advisers in one office, as of its March 2026 filing.
Jonathan Yoo is a Financial Advisor and Operations Manager at Tempus Wealth Planning. He began his career as a biotechnology/healthcare investment analyst at a venture capital firm before advancing to a role at TD Ameritrade Institutional. At Tempus he specializes in helping clients grow and protect their wealth, and his responsibilities include client service and improving the firm's operational systems, processes and policies.
- Tempus Wealth Planning, LLCCurrent– present · 9 yearsIrvine, CA · Adviser representative · Firm CRD 285349
Professional designations
Listed by Tempus Wealth Planning
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jonathan Yoo is registered as an investment adviser representative in California, since March 2017.
- CaliforniaSince 28 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 March 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 June 2016 |
| Series 7 | General Securities Representative Examination | 26 May 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jonathan Y Yoo
- CRD
- 6617416
- Firm
- Tempus Wealth Planning · CRD 285349
- Office
- 100 SPECTRUM CENTER DRIVE, SUITE 1070, Irvine, CA 92618
- Registration
- Investment adviser registration
- In the industry since
- May 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tempuswp.com
Where does Jonathan Yoo work?
Jonathan Yoo is an investment adviser representative registered through Tempus Wealth Planning, LLC since March 2017, and is not listed among the firm’s executive officers or direct owners.
Is Jonathan Yoo a financial advisor?
Yes. Jonathan Yoo has a current investment-adviser registration in California, through Tempus Wealth Planning since March 2017.
How many years of experience does Jonathan Yoo have?
Jonathan Yoo has 10 years in the financial industry, since May 2016, across 1 adviser firm.
What exams has Jonathan Yoo passed?
Jonathan Yoo has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 2016. FINRA credited Jonathan Yoo with the SIE, which began in October 2018.
Where is Jonathan Yoo based?
Jonathan Yoo’s registered office is in Irvine, CA.
Is Jonathan Yoo registered with FINRA?
No. Jonathan Yoo has no current broker registration.
Is Jonathan Yoo a CFP?
Tempus Wealth Planning lists Jonathan Yoo with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Jonathan Yoo’s record?
Search CRD 6617416 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jonathan Yoo’s full registration record.
