James White has been Managing Member of Tempus Wealth Planning since October 2016, is a control person of the firm and directly owns between 25% and 50% of it. James White holds a Bachelor of Science in Business Management, emphasis in Financial Services from Brigham Young University and a Master of Science in Financial Services from The American College.
Tempus Wealth Planning, LLC is an Irvine, CA firm with $699M under management, 683 clients and 9 advisers in one office, as of its March 2026 filing.
James White is Director of Financial Planning and Founding Partner of Tempus Wealth Planning. He began his career in the financial services industry in 2003. He is primarily responsible for providing financial planning advice and services to clients of the firm.
James White’s longest registration was 13 years at Ameriprise Financial Services, Inc. (2003–2016). Before joining Tempus Wealth Planning in 2016, James White was registered through Ameriprise Financial Services, Inc.
- Tempus Wealth Planning, LLCCurrent– present · 9 yearsIrvine, CA · Adviser representative · Firm CRD 285349
- Ameriprise Financial Services, Inc.– · 13 yearsIrvine, CA · Adviser representative · Firm CRD 6363
Professional designations
Listed by Tempus Wealth Planning
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
James White is registered as an investment adviser representative in California, since November 2016.
- CaliforniaSince 7 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 30 June 2003 |
| Series 66 | Uniform Combined State Law Examination | 23 June 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 June 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 June 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Barker White
- CRD
- 4382100
- Firm
- Tempus Wealth Planning · CRD 285349
- Role
- Managing Member
- Office
- 100 SPECTRUM CENTER DRIVE, SUITE 1070, Irvine, CA 92618
- Registration
- Investment adviser registration
- In the industry since
- November 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tempuswp.com
Where does James White work?
James White has been Managing Member of Tempus Wealth Planning, LLC since October 2016, and is a control person of the firm.
Is James White a financial advisor?
Yes. James White has a current investment-adviser registration in California, through Tempus Wealth Planning since November 2016.
How many years of experience does James White have?
James White has 23 years in the financial industry, since November 2002, across 2 adviser firms.
What exams has James White passed?
James White has passed 4 licensing exams: the Series 6, Series 63, Series 66 and Series 7. The earliest, the Series 6, was passed in June 2001. FINRA credited James White with the SIE, which began in October 2018.
Where is James White based?
James White’s registered office is in Irvine, CA.
Is James White registered with FINRA?
No. James White has no current broker registration.
Is James White a CFP?
Tempus Wealth Planning lists James White with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify James White’s record?
Search CRD 4382100 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James White’s full registration record.
