Stephen Gilbreth has been Chief Executive Officer/ Managing Member of Tempus Wealth Planning since October 2016, is a control person of the firm and directly owns between 25% and 50% of it. Stephen Gilbreth holds a Bachelor of Arts in English from the University of Southern California.
Tempus Wealth Planning, LLC is an Irvine, CA firm with $699M under management, 683 clients and 9 advisers in one office, as of its March 2026 filing.
Stephen Gilbreth is Chief Executive Officer and Founding Partner of Tempus Wealth Planning, which launched in November 2016. He is responsible for strategic, financial and operational leadership of the firm. Previously he spent 17 years at UBS Wealth Management and Ameriprise Financial as a Vice-President of Investments and Senior Financial Advisor.
Stephen Gilbreth’s longest registration is the current one, 9 years at Tempus Wealth Planning since 2016. Before joining Tempus Wealth Planning in 2016, Stephen Gilbreth was registered through Ameriprise Financial Services, Inc. and Ameriprise Advisor Services, Inc.
- Tempus Wealth Planning, LLCCurrent– present · 9 yearsIrvine, CA · Adviser representative · Firm CRD 285349
- Ameriprise Financial Services, Inc.– · 7 yearsIrvine, CA · Adviser representative · Firm CRD 6363
- Ameriprise Advisor Services, Inc.– · under a yearIrvine, CA · Adviser representative · Firm CRD 5979
- UBS Financial Services Inc.– · 9 yearsIrvine, CA · Adviser representative · Firm CRD 8174
Professional designations
Listed by Tempus Wealth Planning
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Stephen Gilbreth is registered as an investment adviser representative in 2 states. Each was approved in November 2016.
- CaliforniaSince 7 November 2016
- TexasSince 7 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 12 August 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 August 1999 |
| Series 7 | General Securities Representative Examination | 27 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Michael Gilbreth
- CRD
- 3248269
- Firm
- Tempus Wealth Planning · CRD 285349
- Role
- Chief Executive Officer/ Managing Member
- Office
- 100 SPECTRUM CENTER DRIVE, SUITE 1070, Irvine, CA 92618
- Registration
- Investment adviser registration
- In the industry since
- July 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tempuswp.com
Where does Stephen Gilbreth work?
Stephen Gilbreth has been Chief Executive Officer/ Managing Member of Tempus Wealth Planning, LLC since October 2016, and is a control person of the firm.
Is Stephen Gilbreth a financial advisor?
Yes. Stephen Gilbreth has a current investment-adviser registration in California and Texas, through Tempus Wealth Planning since November 2016.
How many years of experience does Stephen Gilbreth have?
Stephen Gilbreth has 27 years in the financial industry, since July 1999, across 4 adviser firms.
What exams has Stephen Gilbreth passed?
Stephen Gilbreth has passed 3 licensing exams: the Series 7, Series 65 and Series 63. The earliest, the Series 7, was passed in July 1999. FINRA credited Stephen Gilbreth with the SIE, which began in October 2018.
Where did Stephen Gilbreth work before Tempus Wealth Planning?
Before Tempus Wealth Planning, Stephen Gilbreth was registered through Ameriprise Advisor Services, Inc., March 2009 to October 2009; UBS Financial Services Inc., September 1999 to March 2009.
Where is Stephen Gilbreth based?
Stephen Gilbreth’s registered office is in Irvine, CA.
Is Stephen Gilbreth registered with FINRA?
No. Stephen Gilbreth has no current broker registration.
How can I verify Stephen Gilbreth’s record?
Search CRD 3248269 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Gilbreth’s full registration record.
