Jonathan Herson has been President of Cruden Bay Investment Management since June 2010, is a control person of the firm and directly owns under 5% of it.
Cruden Bay Investment Management, LLC is a Westlake Village, CA firm with $663M under management, 151 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Jonathan Herson’s longest registration is the current one, 10 years at Cruden Bay Investment Management since 2016. Before joining Cruden Bay Investment Management in 2016, Jonathan Herson was registered through LPL Financial LLC and Morgan Stanley Smith Barney LLC.
- – present · 10 yearsWestlake Village, CA · Adviser representative · Firm CRD 284787
- LPL Financial LLC– · 6 yearsWestlake Village, CA · Adviser representative · Firm CRD 6413
- Morgan Stanley Smith Barney LLC– · 1 yearWoodland Hills, CA · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 3 yearsWoodland Hills, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Jonathan Herson is registered as an investment adviser representative in California, since August 2016.
- CaliforniaSince 31 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 18 November 2010 |
| Series 31 | Futures Managed Funds Examination | 31 May 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 April 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 April 2006 |
| Series 7 | General Securities Representative Examination | 12 April 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jonathan Steven Herson
- CRD
- 5103079
- Firm
- Cruden Bay Investment Management · CRD 284787
- Role
- President
- Office
- 2945 TOWNSGATE ROAD, SUITE 200, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- April 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Jonathan Herson work?
Jonathan Herson has been President of Cruden Bay Investment Management, LLC since June 2010, and is a control person of the firm.
Is Jonathan Herson a financial advisor?
Yes. Jonathan Herson has a current investment-adviser registration in California, through Cruden Bay Investment Management since August 2016.
How many years of experience does Jonathan Herson have?
Jonathan Herson has 20 years in the financial industry, since April 2006, across 4 adviser firms.
What exams has Jonathan Herson passed?
Jonathan Herson has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 31 and Series 24. The earliest, the Series 7, was passed in April 2006. FINRA credited Jonathan Herson with the SIE, which began in October 2018.
Where did Jonathan Herson work before Cruden Bay Investment Management?
Before Cruden Bay Investment Management, Jonathan Herson was registered through Morgan Stanley Smith Barney LLC, June 2009 to August 2010; Citigroup Global Markets Inc., May 2006 to June 2009.
Where is Jonathan Herson based?
Jonathan Herson’s registered office is in Westlake Village, CA.
Is Jonathan Herson registered with FINRA?
No. Jonathan Herson has no current broker registration.
How can I verify Jonathan Herson’s record?
Search CRD 5103079 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jonathan Herson’s full registration record.
