Andrew Lowenstein has been CCO/CFO of Cruden Bay Investment Management since January 2015, is a control person of the firm and directly owns under 5% of it.
Cruden Bay Investment Management, LLC is a Westlake Village, CA firm with $663M under management, 151 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Andrew Lowenstein’s longest registration is the current one, 10 years at Cruden Bay Investment Management since 2016. Before joining Cruden Bay Investment Management in 2016, Andrew Lowenstein was registered through LPL Financial LLC and J.P. Morgan Securities LLC.
- – present · 10 yearsWestlake Village, CA · Adviser representative · Firm CRD 284787
- LPL Financial LLC– · 4 yearsWestlake Village, CA · Adviser representative · Firm CRD 6413
- J.P. Morgan Securities LLC– · under a yearNewbury Park, CA · Adviser representative · Firm CRD 79
- Chase Investment Services Corp.– · 2 yearsNewbury Park, CA · Adviser representative · Firm CRD 25574
Investment adviser representative registrations
Andrew Lowenstein is registered as an investment adviser representative in California, since August 2016.
- CaliforniaSince 31 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 February 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 December 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 January 2007 |
| Series 7 | General Securities Representative Examination | 25 November 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew David Lowenstein
- CRD
- 5207209
- Firm
- Cruden Bay Investment Management · CRD 284787
- Role
- CCO/CFO
- Office
- 2945 TOWNSGATE ROAD, SUITE 200, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- January 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Lowenstein work?
Andrew Lowenstein has been CCO/CFO of Cruden Bay Investment Management, LLC since January 2015, and is a control person of the firm.
Is Andrew Lowenstein a financial advisor?
Yes. Andrew Lowenstein has a current investment-adviser registration in California, through Cruden Bay Investment Management since August 2016.
How many years of experience does Andrew Lowenstein have?
Andrew Lowenstein has 19 years in the financial industry, since January 2007, across 4 adviser firms.
What exams has Andrew Lowenstein passed?
Andrew Lowenstein has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in November 2006. FINRA credited Andrew Lowenstein with the SIE, which began in October 2018.
Where did Andrew Lowenstein work before Cruden Bay Investment Management?
Before Cruden Bay Investment Management, Andrew Lowenstein was registered through J.P. Morgan Securities LLC, October 2012 to November 2012; Chase Investment Services Corp., December 2009 to October 2012.
Where is Andrew Lowenstein based?
Andrew Lowenstein’s registered office is in Westlake Village, CA.
Is Andrew Lowenstein registered with FINRA?
No. Andrew Lowenstein has no current broker registration.
How can I verify Andrew Lowenstein’s record?
Search CRD 5207209 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Lowenstein’s full registration record.
